SEC Form 4 · accession 0000899243-18-029604
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gerald Hellerman
Director
Period of report
Nov 20, 2018
Accepted (ET)
Nov 23, 2018 · 9:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2018 | D | 691 | $7.86 | D | 41 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of to The Swiss Helvetia Fund, Inc. pursuant to an issuer tender offer.