SEC Form 4 · accession 0000899681-15-000804
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian A Berris
Director
Period of report
Nov 18, 2015
Accepted (ET)
Nov 19, 2015 · 9:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 18, 2015 | P | 5,000 | $10.8824 | A | 10,000 | D |
Table II — derivative securities
No Table II lines on this filing.