SEC Form 4 · accession 0001012975-17-000334
Total Return Securities Fund · SWZ
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jean-Marc Boillat
Director
Period of report
Mar 10, 2017
Accepted (ET)
Apr 19, 2017 · 12:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000813623
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 10, 2017 | S | 3,000 | $11.0658 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Mr. Boillat, a former non-interested Class I Director of SWZ, resigned his position on SWZ's Board of Directors, and any other position held in SWZ, effective as of the close of business on April 4, 2017.