SEC Form 4 · accession 0001144204-16-130529
SPECIAL OPPORTUNITIES FUND, INC. · SPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles C Walden
Director
Period of report
Oct 26, 2016
Accepted (ET)
Oct 31, 2016 · 3:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 26, 2016 | D | 4,494 | $15.61 | D | 20,506 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were tendered by the Reporting Person pursuant to the terms of the Tender Offer Statement filed by the issuer on September 21, 2016.