SEC Form 4/A · accession 0001144204-16-085993
SPECIAL OPPORTUNITIES FUND, INC. · SPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Phillip Goldstein
Officer — Chairman and Secretary · Director
Period of report
Jan 5, 2016
Accepted (ET)
Mar 4, 2016 · 10:38 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 5, 2016 | P | 245 | $13.03 | A | 78,139 | D | |
| Common StockF2 | Jan 6, 2016 | P | 2,500 | $12.95 | A | 80,639 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction is being amended in order to correct the date of the transaction.
- F2This transaction is being amended in order to correct the amount of securities beneficially owned following the reported transaction.