SEC Form 4 · accession 0001144204-15-022607
SPECIAL OPPORTUNITIES FUND, INC. · SPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rajeev P Das
Officer — Vice President and Treasurer
Period of report
Jan 16, 2015
Accepted (ET)
Apr 14, 2015 · 11:56 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 16, 2015 | J | 271 | $15.39 | A | 3,096 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were acquired via a stock dividend.
- F2The Reporting Persons disclaims beneficial ownership of the shares except to the extent of any pecuniary interest therein.