SEC Form 4 · accession 0001144204-15-001338
SPECIAL OPPORTUNITIES FUND, INC. · SPE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc Lunder
Director
Period of report
Jan 7, 2015
Accepted (ET)
Jan 8, 2015 · 1:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000897802
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 7, 2015 | P | 200 | $15.30 | A | 200 | I | By Roth IRA |
| Common StockF1 | Jan 7, 2015 | P | 3,500 | $15.2736 | A | 3,500 | I | By SEP IRA |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reported securities were purchased in multiple trades at prices ranging between $15.2599 and $15.30 with an average price of 15.2736 per share.