Company · CIK 0000720672 · SIC 6211 — Security Brokers, Dealers & Flotation Companies · NYSE
STIFEL FINANCIAL CORP · SF
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 23, 2026 SForm 4 → | Jul 27, 4:33 pm EDT | Maryam S. BrownDirector | 4,700 | $79.20 | $372,233 | 5,729 | −45.1% | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:27 pm EDT | Michael W BrownDirector | 2,812 | — | — | 103,264 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:19 pm EDT | Michael J ZimmermanDirector | 2,812 | — | — | 71,562 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:14 pm EDT | Maura A. MarkusDirector | 2,812 | — | — | 44,688 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:12 pm EDT | David A PeacockDirector | 2,812 | — | — | 13,764 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:10 pm EDT | Adam T. BerlewDirector | 2,812 | — | — | 24,475 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:08 pm EDT | James P. KavanaughDirector | 2,812 | — | — | 13,626 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:07 pm EDT | Maryam S. BrownDirector | 2,812 | — | — | 10,429 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 4:55 pm EDT | Lisa Landau CarnoyDirector | 2,812 | — | — | 10,611 | — | |
| Feb 22, 2019 DForm 4 → | Feb 25, 4:54 pm EST | Ronald J KruszewskiChief Executive Officer, Director | 60,000 | $55.76 | $3,345,600 | 966,203 | — | plan? |
| Feb 21, 2019 SForm 4 → | Feb 21, 4:28 pm EST | Victor NesiCo-President | 2,500 | $55.03 | $137,575 | 186,160 | −1.33% | plan? |
| Feb 12, 2019 PForm 4 → | Feb 14, 4:50 pm EST | David A PeacockDirector | 2,000 | $53.14 | $106,280 | 10,515 | +23.5% | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:32 pm EST | Michael J ZimmermanDirector | 3,750 | — | — | 14,444 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:31 pm EST | James M ZemlyakCo-President | 2,653 | — | — | 838,080 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:31 pm EST | Thomas W WeiselDirector | 5,176 | $41.42 | $61,095 | 69,138 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:31 pm EST | David D SlineyChief Operating Officer | 944 | $41.42 | $10,189 | 113,876 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:30 pm EST | Ben A PlotkinVice Chairman and SVP | 8,520 | $41.42 | $72,651 | 106,740 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:29 pm EST | James M OatesDirector | 4,179 | — | — | 36,965 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:29 pm EST | Victor NesiCo-President | 3,648 | $41.42 | $36,615 | 188,660 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:28 pm EST | Thomas B. MichaudSenior Vice President | 11,294 | $41.42 | $123,514 | 83,080 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:27 pm EST | James M MarischenChief Financial Officer | 1,783 | $41.42 | $17,852 | 21,090 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:26 pm EST | Ronald J KruszewskiChief Executive Officer, Director | 40,248 | — | — | 1,026,203 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:26 pm EST | Richard J HimelfarbSenior Vice President | 3,639 | $41.42 | $42,000 | 113,774 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:25 pm EST | Robert Edward GradyDirector | 4,179 | — | — | 11,907 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:25 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 708 | $41.42 | $8,533 | 34,875 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:24 pm EST | John P DubinskyDirector | 3,750 | — | — | 32,056 | — | plan? |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:23 pm EST | Michael W BrownDirector | 3,750 | — | — | 21,884 | — | plan? |
| Jan 2, 2019 FMForm 4 → | Jan 4, 4:22 pm EST | Allen BrautigamOther | 930 | $41.42 | $10,024 | 32,171 | — | plan? |
| Nov 7, 2018 PForm 4 → | Nov 9, 4:23 pm EST | David A PeacockDirector | 2,000 | $48.55 | $97,096 | 8,515 | +30.7% | plan? |
| Nov 7, 2018 PForm 4 → | Nov 7, 4:28 pm EST | Michael J ZimmermanDirector | 5,000 | $48.39 | $241,950 | 10,694 | +87.8% | plan? |
| Nov 1, 2018 PForm 4 → | Nov 2, 5:07 pm EDT | James M ZemlyakChief Fincial & Admin Officer | 3,565 | $46.99 | $167,519 | 835,485 | +0.43% | plan? |
| Sep 17, 2018 GForm 4 → | Sep 19, 4:13 pm EDT | Frederick O HanserOther | 1,000 | — | — | 39,905 | — | plan? |
| Sep 17, 2018 SForm 4 → | Sep 19, 4:13 pm EDT | Frederick O HanserOther | 10,000 | $54.42 | $544,200 | 40,905 | −19.6% | plan? |
| Aug 21, 2018 GForm 5 → | Feb 14, 2019, 4:35 pm EST | John P DubinskyDirector | 3,000 | — | — | 25,306 | — | plan? |
| Aug 16, 2018 SForm 4 → | Aug 17, 4:32 pm EDT | Victor NesiCo-President | 1,250 | $55.02 | $68,773 | 186,780 | −0.66% | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:08 pm EDT | Michael J ZimmermanDirector | 1,900 | — | — | 5,694 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:07 pm EDT | David A PeacockDirector | 1,900 | — | — | 1,900 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:07 pm EDT | James M OatesDirector | 1,900 | — | — | 32,786 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:07 pm EDT | Maura A. MarkusDirector | 1,900 | — | — | 1,900 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:06 pm EDT | Robert Edward GradyDirector | 1,900 | — | — | 7,728 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:06 pm EDT | John P DubinskyDirector | 1,900 | — | — | 28,306 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:06 pm EDT | Kathleen BrownDirector | 1,900 | — | — | 1,900 | — | plan? |
| Jun 7, 2018 MForm 4 → | Jun 8, 4:05 pm EDT | Michael W BrownDirector | 1,900 | — | — | 18,134 | — | plan? |
| Jun 6, 2018 MForm 4 → | Jun 8, 4:07 pm EDT | Kelvin R WestbrookDirector | 16,900 | — | — | 27,109 | — | plan? |
| Jun 6, 2018 MForm 4 → | Jun 8, 4:06 pm EDT | Frederick O HanserDirector | 16,900 | — | — | 50,905 | — | plan? |
| May 24, 2018 GForm 5 → | Feb 14, 2019, 4:35 pm EST | Kelvin R WestbrookDirector | 1,667 | — | — | 25,442 | — | plan? |
| May 8, 2018 SForm 4 → | May 9, 4:51 pm EDT | Robert Edward GradyDirector | 5,000 | $60.15 | $300,750 | 5,828 | −46.2% | plan? |
| Mar 5, 2018 SForm 4 → | Mar 5, 3:08 pm EST | Ben A PlotkinVice Chairman and SVP | 9,012 | $63.30 | $570,460 | 101,728 | −8.14% | plan? |
| Feb 15, 2018 DForm 4 → | Feb 20, 3:57 pm EST | Thomas B. MichaudSenior Vice President | 1,373 | $62.83 | $86,266 | 77,750 | — | plan? |
| Feb 14, 2018 FMForm 4 → | Feb 15, 4:17 pm EST | Michael W BrownDirector | 7,566 | $39.70 | $300,343 | 16,234 | — | plan? |
| Feb 9, 2018 GForm 5 → | Feb 14, 2019, 4:48 pm EST | James M ZemlyakCo-President | 1,000 | — | — | 831,420 | — | plan? |
| Feb 5, 2018 GForm 5 → | Feb 14, 2019, 4:36 pm EST | Thomas W WeiselDirector | 218 | — | — | 68,920 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:19 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 124,106 | $59.56 | $1,288,342 | 985,950 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:15 pm EST | Robert Edward GradyDirector | 4,120 | — | — | 10,828 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:15 pm EST | Michael W BrownDirector | 3,750 | — | — | 13,570 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Michael J ZimmermanDirector | 938 | — | — | 3,794 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Kelvin R WestbrookDirector | 3,750 | — | — | 10,209 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | John P DubinskyDirector | 3,750 | — | — | 26,406 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:14 pm EST | Frederick O HanserDirector | 3,750 | — | — | 34,005 | — | plan? |
| Dec 29, 2017 MForm 4 → | Jan 3, 2018, 5:11 pm EST | James M OatesDirector | 4,246 | — | — | 32,886 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:10 pm EST | Thomas B. MichaudSenior Vice President | 21,254 | $59.56 | $430,738 | 79,123 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:09 pm EST | Thomas W WeiselDirector | 17,095 | $59.56 | $349,141 | 73,788 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:08 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 14,686 | $59.56 | $299,944 | 34,920 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:06 pm EST | Victor NesiCo-President | 79,643 | $59.56 | $1,613,957 | 188,030 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:06 pm EST | Ben A PlotkinVice Chairman and SVP | 15,894 | $59.56 | $204,946 | 110,740 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:04 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 7,964 | $59.56 | $119,656 | 19,988 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:03 pm EST | Richard J HimelfarbSenior Vice President | 8,509 | $59.56 | $138,179 | 112,163 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:03 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 79,200 | $59.56 | $1,479,351 | 833,146 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:02 pm EST | David D SlineyDir Strategic Planning & Tech | 25,441 | $59.56 | $437,885 | 114,418 | — | plan? |
| Dec 29, 2017 FMForm 4 → | Jan 3, 2018, 5:02 pm EST | Allen BrautigamOther | 13,108 | $59.56 | $195,297 | 31,725 | — | plan? |
| Dec 29, 2017 AFForm 4 → | Dec 29, 5:17 pm EST | Victor NesiDirector, Director | 131,025 | $60.13 | $2,878,543 | 162,583 | — | plan? |
| Dec 29, 2017 AFForm 4 → | Dec 29, 5:15 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 123,025 | $60.13 | $2,397,503 | 803,622 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 5:16 pm EST | Victor NesiDirector, Director | 118,002 | $60.13 | $2,414,159 | 127,302 | — | plan? |
| Dec 27, 2017 AFMForm 4 → | Dec 29, 5:16 pm EST | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 250,122 | $60.13 | $3,836,053 | 905,106 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 5:14 pm EST | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR, Director | 104,710 | $60.13 | $2,040,572 | 760,341 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 5:01 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 32,229 | $60.13 | $700,274 | 30,306 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:34 pm EST | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 19,819 | $60.13 | $386,215 | 16,042 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:33 pm EST | Ben A PlotkinVice Chairman and SVP | 13,454 | $60.13 | $239,077 | 101,728 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:33 pm EST | Thomas B. MichaudSenior Vice President | 42,926 | $60.13 | $878,259 | 72,333 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:31 pm EST | David D SlineyDir Strategic Planning & Tech | 47,003 | $60.13 | $916,020 | 103,681 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:31 pm EST | Thomas W WeiselDirector | 34,725 | $60.13 | $754,511 | 68,417 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:30 pm EST | Richard J HimelfarbDirector | 13,860 | $60.13 | $292,593 | 108,294 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:30 pm EST | Allen BrautigamOther | 1,371 | $60.13 | $26,698 | 25,175 | — | plan? |
| Dec 27, 2017 FMForm 4 → | Dec 29, 4:30 pm EST | Allen BrautigamOther | 25,228 | $60.13 | $491,683 | 24,692 | — | plan? |
| Dec 26, 2017 GForm 5 → | Feb 13, 2018, 5:00 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 341 | — | — | 21,028 | — | plan? |
| Nov 28, 2017 SForm 4 → | Nov 28, 5:30 pm EST | Ben A PlotkinVice Chairman and SVP | 20,000 | $53.70 | $1,073,932 | 96,226 | −17.2% | plan? |
| Nov 21, 2017 GForm 4 → | Nov 22, 10:45 am EST | John P DubinskyDirector | 4,537 | — | — | 22,656 | — | plan? |
| Nov 20, 2017 DForm 4 → | Nov 20, 4:01 pm EST | Thomas B. MichaudSenior Vice President | 1,970 | $52.90 | $104,213 | 58,619 | — | plan? |
| Nov 17, 2017 GForm 5 → | Feb 13, 2018, 4:59 pm EST | David D SlineyDir Strategic Planning & Tech | 1,000 | — | — | 86,146 | — | plan? |
| Nov 17, 2017 SForm 4 → | Nov 20, 4:00 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 5,000 | $52.30 | $261,500 | 21,369 | −19.0% | plan? |
| Nov 16, 2017 GForm 5 → | Feb 13, 2018, 5:00 pm EST | James M OatesDirector | 2,000 | — | — | 26,640 | — | plan? |
| Nov 15, 2017 SForm 4 → | Nov 15, 3:52 pm EST | Frederick O HanserDirector | 3,000 | $51.96 | $155,880 | 30,255 | −9.02% | plan? |
| Nov 10, 2017 SForm 4 → | Nov 14, 3:39 pm EST | Richard J HimelfarbDirector | 30,000 | $52.41 | $1,572,300 | 104,166 | −22.4% | plan? |
| Nov 10, 2017 SForm 4 → | Nov 14, 3:39 pm EST | Victor NesiDirector, Director | 24,888 | $52.44 | $1,305,249 | 89,598 | −21.7% | plan? |
| Nov 10, 2017 SForm 4 → | Nov 14, 3:38 pm EST | Thomas B. MichaudSenior Vice President | 24,536 | $52.40 | $1,285,738 | 60,589 | −28.8% | plan? |
| Nov 10, 2017 SForm 4 → | Nov 14, 3:38 pm EST | James M OatesDirector | 1,768 | $52.27 | $92,413 | 28,640 | −5.81% | plan? |
| Sep 7, 2017 GForm 4 → | Sep 8, 4:35 pm EDT | Kelvin R WestbrookDirector | 225 | — | — | 6,459 | — | plan? |
| Aug 18, 2017 SForm 4 → | Aug 21, 3:56 pm EDT | Kelvin R WestbrookDirector | 5,200 | $48.08 | $250,016 | 6,684 | −43.8% | plan? |
| Aug 4, 2017 SForm 4 → | Aug 7, 4:20 pm EDT | Frederick O HanserDirector | 4,000 | $50.00 | $200,019 | 33,255 | −10.7% | plan? |
| Aug 2, 2017 PForm 4 → | Aug 3, 4:20 pm EDT | David A PeacockDirector | 4,500 | $50.03 | $225,149 | 4,615 | +3,913% | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 9, 2026 AForm 4 → | Jun 11, 4:34 pm EDT | Adam T. BerlewDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:32 pm EDT | Maryam S. BrownDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:29 pm EDT | Michael W BrownDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:28 pm EDT | Lisa Landau CarnoyDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:26 pm EDT | James P. KavanaughDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:23 pm EDT | Victor NesiDirector | 2,450 | $71.40 | $174,930 | 90,962 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:20 pm EDT | David A PeacockDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:17 pm EDT | Robert Edward GradyDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:15 pm EDT | Michael J ZimmermanDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 9, 2026 AForm 4 → | Jun 11, 4:13 pm EDT | Maura A. MarkusDirector | 2,450 | $71.40 | $174,930 | 2,450 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:27 pm EDT | Michael W BrownDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:19 pm EDT | Michael J ZimmermanDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:14 pm EDT | Maura A. MarkusDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:12 pm EDT | David A PeacockDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 JForm 4 → | Jun 8, 5:10 pm EDT | Adam T. BerlewDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 DForm 4 → | Jun 8, 5:08 pm EDT | James P. KavanaughDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 5:07 pm EDT | Maryam S. BrownDirector | 2,812 | — | — | 0 | — | |
| Jun 4, 2026 MForm 4 → | Jun 8, 4:55 pm EDT | Lisa Landau CarnoyDirector | 2,812 | — | — | 0 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:48 pm EST | David D SlineyChief Operating Officer | 4,699 | — | — | 15,340 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:47 pm EST | Victor NesiCo-President | 8,470 | — | — | 33,671 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:46 pm EST | Thomas B. MichaudSenior Vice President | 14,916 | — | — | 45,895 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:45 pm EST | James M MarischenChief Financial Officer | 2,088 | — | — | 20,344 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:45 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 3,487 | — | — | 20,824 | — | |
| Feb 4, 2019 AForm 4 → | Feb 6, 4:44 pm EST | Allen BrautigamOther | 1,740 | — | — | 9,913 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:32 pm EST | Michael J ZimmermanDirector | 3,750 | — | — | 13,150 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:31 pm EST | James M ZemlyakCo-President | 2,653 | — | — | 30,178 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:31 pm EST | Thomas W WeiselDirector | 3,701 | — | — | 2,427 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:31 pm EST | David D SlineyChief Operating Officer | 698 | — | — | 10,641 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:30 pm EST | Ben A PlotkinVice Chairman and SVP | 6,766 | — | — | 3,803 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:29 pm EST | James M OatesDirector | 4,179 | — | — | 22,672 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:29 pm EST | Victor NesiCo-President | 2,764 | — | — | 25,201 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:28 pm EST | Thomas B. MichaudSenior Vice President | 8,312 | — | — | 30,979 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:27 pm EST | James M MarischenChief Financial Officer | 1,352 | — | — | 18,256 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:26 pm EST | Ronald J KruszewskiChief Executive Officer, Director | 40,248 | — | — | 98,149 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:26 pm EST | Richard J HimelfarbSenior Vice President | 2,625 | — | — | 3,944 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:25 pm EST | Robert Edward GradyDirector | 4,179 | — | — | 14,167 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:25 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 502 | — | — | 17,337 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:24 pm EST | John P DubinskyDirector | 3,750 | — | — | 13,157 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:23 pm EST | Michael W BrownDirector | 3,750 | — | — | 13,151 | — | |
| Jan 2, 2019 MForm 4 → | Jan 4, 4:22 pm EST | Allen BrautigamOther | 688 | — | — | 8,173 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:42 pm EST | James M ZemlyakChief Fincial & Admin Officer | 82 | — | — | 32,831 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:40 pm EST | Thomas W WeiselDirector | 15 | — | — | 6,128 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:39 pm EST | David D SlineyDir Strategic Planning & Tech | 28 | — | — | 11,339 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:38 pm EST | Ben A PlotkinVice Chairman and SVP | 27 | — | — | 10,569 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:35 pm EST | Victor NesiCo-President | 69 | — | — | 27,965 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:33 pm EST | Thomas B. MichaudSenior Vice President | 98 | — | — | 39,291 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:31 pm EST | James M MarischenSenior VP & Chief Risk Officer | 49 | — | — | 19,608 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:29 pm EST | Ronald J KruszewskiChief Executive Officer, Director | 346 | — | — | 138,397 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:28 pm EST | Richard J HimelfarbSenior Vice President | 17 | — | — | 6,569 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:26 pm EST | Mark P FisherSENIOR VP & GENERAL COUNSEL | 45 | — | — | 17,839 | — | |
| Dec 17, 2018 AForm 4 → | Dec 18, 4:25 pm EST | Allen BrautigamOther | 22 | — | — | 8,861 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:26 pm EDT | Michael J ZimmermanDirector | 1,900 | — | — | 16,900 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:25 pm EDT | David A PeacockDirector | 1,900 | — | — | 1,900 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:24 pm EDT | James M OatesDirector | 1,900 | — | — | 26,851 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:24 pm EDT | Maura A. MarkusDirector | 1,900 | — | — | 5,650 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:22 pm EDT | Robert Edward GradyDirector | 1,900 | — | — | 18,346 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:21 pm EDT | John P DubinskyDirector | 1,900 | — | — | 16,907 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:20 pm EDT | Michael W BrownDirector | 1,900 | — | — | 16,901 | — | |
| Sep 25, 2018 AForm 4 → | Sep 27, 4:20 pm EDT | Kathleen BrownDirector | 1,900 | — | — | 5,650 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:36 pm EDT | Victor NesiCo-President | 60 | — | — | 27,896 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:27 pm EDT | James M ZemlyakChief Fincial & Admin Officer | 70 | — | — | 32,749 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:26 pm EDT | Thomas W WeiselDirector | 13 | — | — | 6,113 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:25 pm EDT | David D SlineyDir Strategic Planning & Tech | 24 | — | — | 11,311 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:25 pm EDT | Ben A PlotkinVice Chairman and SVP | 23 | — | — | 10,542 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:20 pm EDT | Thomas B. MichaudSenior Vice President | 84 | — | — | 39,193 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:19 pm EDT | James M MarischenSenior VP & Chief Risk Officer | 42 | — | — | 19,559 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:17 pm EDT | Ronald J KruszewskiChief Executive Officer, Director | 297 | — | — | 138,051 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:16 pm EDT | Richard J HimelfarbSenior Vice President | 14 | — | — | 6,552 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:12 pm EDT | Mark P FisherSENIOR VP & GENERAL COUNSEL | 39 | — | — | 17,794 | — | |
| Sep 17, 2018 AForm 4 → | Sep 19, 4:11 pm EDT | Allen BrautigamOther | 19 | — | — | 8,839 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:54 pm EDT | Michael J ZimmermanDirector | 1,900 | — | — | 15,000 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:53 pm EDT | David A PeacockDirector | 1,900 | — | — | 0 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:52 pm EDT | James M OatesDirector | 1,900 | — | — | 24,951 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:51 pm EDT | Maura A. MarkusDirector | 1,900 | — | — | 3,750 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:50 pm EDT | Robert Edward GradyDirector | 1,900 | — | — | 16,446 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:49 pm EDT | John P DubinskyDirector | 1,900 | — | — | 15,007 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:48 pm EDT | Michael W BrownDirector | 1,900 | — | — | 15,001 | — | |
| Aug 7, 2018 JForm 4 → | Aug 7, 4:47 pm EDT | Kathleen BrownDirector | 1,900 | — | — | 3,750 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:51 pm EDT | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 66 | — | — | 32,679 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:51 pm EDT | Thomas W WeiselDirector | 12 | — | — | 6,100 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:50 pm EDT | David D SlineyDir Strategic Planning & Tech | 23 | — | — | 11,287 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:50 pm EDT | Ben A PlotkinVice Chairman and SVP | 22 | — | — | 10,519 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:50 pm EDT | Victor NesiCo-President | 56 | — | — | 27,836 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:50 pm EDT | Thomas B. MichaudSenior Vice President | 79 | — | — | 39,109 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:49 pm EDT | James M MarischenSENIOR VP & CHIEF RISK OFFICER | 39 | — | — | 19,517 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:49 pm EDT | Ronald J KruszewskiCHIEF EXECUTIVE OFFICER, Director | 277 | — | — | 137,754 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:49 pm EDT | Richard J HimelfarbSenior Vice President | 13 | — | — | 6,538 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:49 pm EDT | Mark P FisherSENIOR VP & GENERAL COUNSEL | 36 | — | — | 17,755 | — | |
| Jun 15, 2018 AForm 4 → | Jun 19, 3:48 pm EDT | Allen BrautigamOther | 18 | — | — | 8,820 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:08 pm EDT | Michael J ZimmermanDirector | 3,800 | — | — | 16,900 | — | |
| Jun 6, 2018 MForm 4 → | Jun 8, 4:07 pm EDT | Kelvin R WestbrookDirector | 16,900 | — | — | 0 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:07 pm EDT | David A PeacockDirector | 3,800 | — | — | 1,900 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:07 pm EDT | James M OatesDirector | 3,800 | — | — | 26,851 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:07 pm EDT | Maura A. MarkusDirector | 3,800 | — | — | 5,650 | — | |
| Jun 6, 2018 MForm 4 → | Jun 8, 4:06 pm EDT | Frederick O HanserDirector | 16,900 | — | — | 0 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:06 pm EDT | Robert Edward GradyDirector | 3,800 | — | — | 18,346 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:06 pm EDT | John P DubinskyDirector | 3,800 | — | — | 16,907 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:06 pm EDT | Kathleen BrownDirector | 3,800 | — | — | 5,650 | — | |
| Jun 6, 2018 AMForm 4 → | Jun 8, 4:05 pm EDT | Michael W BrownDirector | 3,800 | — | — | 16,901 | — | |
| Mar 15, 2018 AForm 4 → | Mar 19, 4:29 pm EDT | James M ZemlyakCHIEF FIN'L & ADMIN OFFCR | 51 | — | — | 32,613 | — |