SEC Form 4 · accession 0001193125-26-267610
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Victor Nesi
Director
Period of report
Jun 9, 2026
Accepted (ET)
Jun 11, 2026 · 4:23 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 62,963 | I | by Trust | |
| Common Stock | holding | — | — | — | 247,571 | D | ||
| Common Stock | holding | — | — | — | 46,500 | I | Family Trust | |
| Common Stock | holding | — | — | — | 66,348 | I | Children's Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | $0.00 | Jun 9, 2026 | A | 2,450 | A | — | — | Common Stock | 2,450 | 90,962 | D |
Explanation of responses
- F1Units vest quarterly over a one year period.
- F2No expiration date for these Units