SEC Form 4 · accession 0000720672-17-000094
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas B. Michaud
Officer — Senior Vice President
Period of report
Nov 20, 2017
Accepted (ET)
Nov 20, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 20, 2017 | D | 1,970 | $52.90 | D | 58,619 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Constitutes a portion of shares which vested on November 20, 2017 that were withheld from reporting person on November 20, 2017 in order to comply with applicable tax regulations. Total value of shares withheld equals estimated taxes due as a reult of all vesting events.