SEC Form 4 · accession 0001193125-26-261973
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lisa Landau Carnoy
Director
Period of report
Jun 4, 2026
Accepted (ET)
Jun 8, 2026 · 4:55 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 4, 2026 | M | 2,812 | $0.00 | A | 10,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | $0.00 | Jun 4, 2026 | M | 2,812 | D | — | — | Common Stock | 2,812 | 0 | D |
Explanation of responses
- F1This total has been adjusted to reflect the 3-for-2 stock split payable on February 26, 2026.
- F2Currently exercisable.
- F3No expiration date for these Units