Form4insider filings, from the source

Insider · CIK 0001180238

James M Oates

Files at: SF, VGI, ZF, DSE, ZTR. On EDGAR ↗

1M3M6M1Y2YAll datashares as filed — not split-adjusted
Open-market buys & salesbuys $125k · 4sales $705k · 6net −$579k
$10k$10k$100k$100k$1M$1MbuyssalesDec 2015Mar 2016Jul 2016Nov 2016Mar 2017Jul 2017Nov 2017

Reported trades — common stock

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 2, 2019 MForm 4 →Jan 4, 4:29 pm ESTSTIFEL FINANCIAL CORPSF4,179——36,965— plan?
Jun 7, 2018 MForm 4 →Jun 8, 4:07 pm EDTSTIFEL FINANCIAL CORPSF1,900——32,786— plan?
Dec 29, 2017 MForm 4 →Jan 3, 2018, 5:11 pm ESTSTIFEL FINANCIAL CORPSF4,246——32,886— plan?
Nov 16, 2017 GForm 5 →Feb 13, 2018, 5:00 pm ESTSTIFEL FINANCIAL CORPSF2,000——26,640— plan?
Nov 10, 2017 SForm 4 →Nov 14, 3:38 pm ESTSTIFEL FINANCIAL CORPSF1,768$52.27$92,41328,640−5.81% plan?
Jul 31, 2017 SForm 4 →Aug 2, 3:28 pm EDTDuff & Phelps Select Energy MLP Fund Inc.DSE2,000$7.22$14,44014,395−12.2% plan?
Jul 17, 2017 SForm 4 →Apr 13, 2018, 11:26 am EDTVirtus Global Multi-Sector Income FundVGI1,586$16.81$26,6610−100% plan? late
Jul 17, 2017 SForm 4 →Apr 13, 2018, 11:26 am EDTVirtus Total Return Fund Inc.ZF5,630$12.06$67,9010−100% plan? late
Jan 11, 2017 PForm 4 →Jan 11, 5:25 pm ESTVIRTUS GLOBAL DIVIDEND & INCOME FUND INC.ZTR3,000$11.26$33,7803,000— plan?
Dec 30, 2016 GMForm 4 →Jan 4, 2017, 5:18 pm ESTSTIFEL FINANCIAL CORPSF4,914——0— plan?
Dec 5, 2016 GForm 4 →Dec 5, 4:30 pm ESTSTIFEL FINANCIAL CORPSF2,000——26,004— plan?
Dec 5, 2016 SForm 4 →Dec 5, 4:30 pm ESTSTIFEL FINANCIAL CORPSF5,000$50.42$252,10028,004−15.1% plan?
Nov 22, 2016 SForm 4 →Nov 23, 2:09 pm ESTSTIFEL FINANCIAL CORPSF5,000$50.20$251,00033,004−13.2% plan?
Jun 6, 2016 PForm 4 →Jun 7, 10:33 am EDTDuff & Phelps Select Energy MLP Fund Inc.DSE2,000$8.15$16,30814,552+15.9% plan?
May 16, 2016 PForm 4 →May 17, 3:57 pm EDTDuff & Phelps Select Energy MLP Fund Inc.DSE8,616$7.26$62,54412,552+219% plan?
Jan 22, 2016 MForm 4 →Jan 26, 3:40 pm ESTSTIFEL FINANCIAL CORPSF3,778——40,004— plan?
Dec 4, 2015 PForm 4 →Dec 7, 11:34 am ESTDuff & Phelps Select Energy MLP Fund Inc.DSE2,000$6.28$12,5603,712+117% plan?
Jul 22, 2015 GForm 5 →Feb 10, 2016, 3:02 pm ESTSTIFEL FINANCIAL CORPSF2,000——34,226— plan?
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTSTIFEL FINANCIAL CORPSF3,859——37,726— plan?
Dec 1, 2014 GForm 5 →Feb 10, 2015, 2:22 pm ESTSTIFEL FINANCIAL CORPSF1,500——32,367— plan?

Reported trades — derivatives (options, RSUs, warrants)

TradeReported (ET)CompanySharesAvg priceTotalOwned afterΔ stakeFlags
Jan 2, 2019 MForm 4 →Jan 4, 4:29 pm ESTSTIFEL FINANCIAL CORPSF4,179——22,672—
Sep 25, 2018 AForm 4 →Sep 27, 4:24 pm EDTSTIFEL FINANCIAL CORPSF1,900——26,851—
Aug 7, 2018 JForm 4 →Aug 7, 4:52 pm EDTSTIFEL FINANCIAL CORPSF1,900——24,951—
Jun 6, 2018 AMForm 4 →Jun 8, 4:07 pm EDTSTIFEL FINANCIAL CORPSF3,800——26,851—
Dec 29, 2017 MForm 4 →Jan 3, 2018, 5:11 pm ESTSTIFEL FINANCIAL CORPSF4,246——26,851—
Jun 7, 2017 AForm 4 →Jun 9, 3:38 pm EDTSTIFEL FINANCIAL CORPSF1,900——31,097—
Dec 30, 2016 MForm 4 →Jan 4, 2017, 5:18 pm ESTSTIFEL FINANCIAL CORPSF3,768——29,197—
Jun 15, 2016 AForm 4 →Jun 17, 3:53 pm EDTSTIFEL FINANCIAL CORPSF4,187——32,965—
Jan 22, 2016 MForm 4 →Jan 26, 3:40 pm ESTSTIFEL FINANCIAL CORPSF3,778——28,778—
Jun 10, 2015 AForm 4 →Jun 12, 4:50 pm EDTSTIFEL FINANCIAL CORPSF4,003——32,556—
Jan 22, 2015 MForm 4 →Jan 23, 3:08 pm ESTSTIFEL FINANCIAL CORPSF3,859——28,553—