SEC Form 4 · accession 0000720672-18-000035
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W Brown
Director
Period of report
Feb 14, 2018
Accepted (ET)
Feb 15, 2018 · 4:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 14, 2018 | M | 5,115 | $29.33 | A | 18,685 | D | |
| Common Stock | Feb 14, 2018 | F | 2,451 | $61.33 | D | 16,234 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Option to Buy)F1 | $29.33 | Feb 14, 2018 | M | 5,115 | D | — | May 19, 2018 | Common Stock | 5,115 | 0 | D |
Explanation of responses
- F1Currently exercisable.