SEC Form 4 · accession 0001209191-18-056955
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Zemlyak
Officer — Chief Fincial & Admin Officer
Period of report
Nov 1, 2018
Accepted (ET)
Nov 2, 2018 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 1, 2018 | P | 3,565 | $46.99 | A | 835,485 | D | |
| Common Stock | holding | — | — | — | 5,272 | I | by Son |
Table II — derivative securities
No Table II lines on this filing.