SEC Form 4 · accession 0000720672-17-000097
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Allen Brautigam
Other
Period of report
Dec 27, 2017
Accepted (ET)
Dec 29, 2017 · 4:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 27, 2017 | M | 1,708 | $0.00 | A | 17,526 | D | |
| Common Stock | Dec 27, 2017 | F | 819 | $60.13 | D | 16,707 | D | |
| Common StockF2 | Dec 27, 2017 | M | 1,708 | $0.00 | A | 18,415 | D | |
| Common Stock | Dec 27, 2017 | F | 819 | $60.13 | D | 17,596 | D | |
| Common StockF3 | Dec 27, 2017 | M | 1,708 | $0.00 | A | 19,304 | D | |
| Common Stock | Dec 27, 2017 | F | 819 | $60.13 | D | 18,485 | D | |
| Common StockF4 | Dec 27, 2017 | M | 684 | $0.00 | A | 19,169 | D | |
| Common Stock | Dec 27, 2017 | F | 328 | $60.13 | D | 18,841 | D | |
| Common StockF1 | Dec 27, 2017 | M | 684 | $0.00 | A | 19,525 | D | |
| Common Stock | Dec 27, 2017 | F | 328 | $60.13 | D | 19,197 | D | |
| Common StockF2 | Dec 27, 2017 | M | 684 | $0.00 | A | 19,881 | D | |
| Common Stock | Dec 27, 2017 | F | 328 | $60.13 | D | 19,553 | D | |
| Common StockF5 | Dec 27, 2017 | M | 1,122 | $0.00 | A | 20,675 | D | |
| Common Stock | Dec 27, 2017 | F | 538 | $60.13 | D | 20,137 | D | |
| Common StockF6 | Dec 27, 2017 | M | 1,335 | $0.00 | A | 21,472 | D | |
| Common Stock | Dec 27, 2017 | F | 640 | $60.13 | D | 20,832 | D | |
| Common StockF5 | Dec 27, 2017 | M | 674 | $0.00 | A | 21,506 | D | |
| Common Stock | Dec 27, 2017 | F | 324 | $60.13 | D | 21,182 | D | |
| Common StockF7 | Dec 27, 2017 | M | 749 | $0.00 | A | 21,931 | D | |
| Common Stock | Dec 27, 2017 | F | 359 | $60.13 | D | 21,572 | D | |
| Common StockF5 | Dec 27, 2017 | M | 1,499 | $0.00 | A | 23,071 | D | |
| Common Stock | Dec 27, 2017 | F | 719 | $60.13 | D | 22,352 | D | |
| Common StockF7 | Dec 27, 2017 | M | 749 | $0.00 | A | 23,101 | D | |
| Common Stock | Dec 27, 2017 | F | 359 | $60.13 | D | 22,742 | D | |
| Common StockF5 | Dec 27, 2017 | M | 1,499 | $0.00 | A | 24,241 | D | |
| Common Stock | Dec 27, 2017 | F | 719 | $60.13 | D | 23,522 | D | |
| Common StockF7 | Dec 27, 2017 | M | 749 | $0.00 | A | 24,271 | D | |
| Common Stock | Dec 27, 2017 | F | 359 | $60.13 | D | 23,912 | D | |
| Common StockF5 | Dec 27, 2017 | M | 1,499 | $0.00 | A | 25,411 | D | |
| Common Stock | Dec 27, 2017 | F | 719 | $60.13 | D | 24,692 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares represent a grant of restricted stock which vest 100% eight years from the original grant date of the phantom stock unit.
- F2Shares represent a grant of restricted stock which vest 100% nine years from the original grant date of the phantom stock unit.
- F3Shares represent a grant of restricted stock which vest 100% ten years from the original grant date of the phantom stock unit.
- F4Shares represent a grant of restricted stock which vest 100% seven years from the original grant date of the phantom stock unit.
- F5Shares represent a grant of restricted stock which vest in 20% increments over a 5 year period from original grant date of the phantom stock unit.
- F6Shares represent a grant of restricted stock which vest 100% five years from the original grant date of the phantom stock unit.
- F7Shares represent a grant of restricted stock which vest in 10% increments over a 10 year period from original grant date of the phantom stock unit.