SEC Form 4 · accession 0000720672-17-000096
STIFEL FINANCIAL CORP · SF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ben A Plotkin
Officer — Vice Chairman and SVP
Period of report
Nov 28, 2017
Accepted (ET)
Nov 28, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000720672
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 28, 2017 | S | 20,000 | $53.6966 | D | 96,226 | D |
Table II — derivative securities
No Table II lines on this filing.