SEC Form 4 · accession 0001209191-19-002094

Spok Holdings, Inc · SPOK

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).

Reporting owner

Officer — Controller

Period of report

Dec 31, 2018

Accepted (ET)

Jan 4, 2019 · 5:14 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001289945

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1,F2	Dec 31, 2018	M	700	—	A	700	D
Common Stock^F3	Dec 31, 2018	F	248	$15.90	D	452	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F4	—	Dec 31, 2018	M	700	D	—	—	Common Stock	700	4,605	D

F1On December 31, 2018, shares were issued upon vesting of Restricted Stock Units ("RSUs") granted to Mr. Rice.
F2Each RSU represents a contingent right to receive one share of the issuer's Common Stock.
F3On December 31, 2018, Mr. Rice surrendered 248 shares of Spok Holdings, Inc. ("the Company") common stock to the Company in payment of required tax withholdings due upon vesting of the time based awards. The price was based on the closing price per share of December 31, 2018 as reported on NASDAQ.
F4On December 31, 2018, 700 shares vested.