SEC Form 4 · accession 0001227654-19-000023
COMPASS MINERALS INTERNATIONAL INC · CMP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
S Bradley Griffith
Officer — SVP, Plant Nutrition
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 4:38 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001227654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 1,848 | D | ||
| Common StockF1 | holding | — | — | — | 60 | I | Company 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common StockF2 | — | Jan 3, 2019 | A | 10,000 | A | Jul 3, 2020 | Jul 3, 2020 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1The reported number is based on a 401(k) plan statement dated as of January 3, 2019.
- F2Represents a special retention grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of Issuer common stock.