SEC Form 4 · accession 0001209191-19-002122
ASSURED GUARANTY LTD · AGO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael T O'Kane
Director
Period of report
Jan 3, 2019
Accepted (ET)
Jan 4, 2019 · 5:22 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001273813
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Shares | Jan 3, 2019 | M | 3,873 | $11.13 | A | 57,754 | D | |
| Common SharesF2 | Jan 3, 2019 | F | 1,138 | $37.88 | D | 56,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Acquire Common SharesF3 | $11.13 | Jan 3, 2019 | M | 3,873 | D | May 5, 2010 | May 7, 2019 | Common Shares | 3,873 | 0 | D |
Explanation of responses
- F1Represents the payment of the exercise price of stock option through the attestation of previously owned shares.
- F2The price is equal to the fair market value of the Common Shares on the date of exercise and is used to determine the value of the shares delivered to the Company by attestation of previously owned shares in payment of the exercise price.
- F3All options of this tranche have been exercised. The total number of options from other tranches with different exercise prices, vesting terms and expiration dates is 3,153 (after taking into account the options exercised as reported on this Form 4).