SEC Form 4 · accession 0001209191-19-002165
Spok Holdings, Inc · SPOK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hemant Goel
Officer — President of Spok, Inc.
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001289945
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 2, 2019 | A | 18,854 | A | — | — | Common Stock | 18,854 | 88,567 | D |
| Restricted Stock UnitsF2,F3 | — | Jan 2, 2019 | A | 18,853 | A | — | — | Common Stock | 18,853 | 107,420 | D |
Explanation of responses
- F1The Restricted Stock Units which if not forfeited, will convert into shares of common stock if specified performance objectives of the Company set forth in the 2019 LTIP are achieved for the year ending December 31, 2021.
- F2The Restricted Stock Units which if not forfeited will convert into shares of common stock.
- F3The Restricted Stock Units vest in three equal annual installments beginning December 31, 2019. Vested shares will be delivered to the reporting person for the fiscal years ending December 31, 2019, December 31, 2020 and December 31, 2021.