SEC Form 4 · accession 0001127602-19-001365
ILLUMINA, INC. · ILMN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert S Epstein
Director
Period of report
Dec 27, 2018
Accepted (ET)
Jan 4, 2019 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001110803
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 27, 2018 | G | 1,500 | $0.00 | D | 3,256 | D | |
| Common StockF1 | Jan 2, 2019 | M | 1,000 | $51.17 | A | 4,256 | D | |
| Common StockF1 | Jan 2, 2019 | S | 1,000 | $294.71 | D | 3,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-qualified Stock Option (Right to Buy)F1 | $51.17 | Jan 2, 2019 | M | 1,000 | D | Nov 26, 2013 | Nov 26, 2022 | Common Stock | 1,000 | 8,000 | D |
Explanation of responses
- F1The sale was made pursuant to a 10b5-1 plan.