SEC Form 4 · accession 0001445260-19-000002
ADDVANTAGE TECHNOLOGIES GROUP INC · AEY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Scott A Francis
Officer — Vice President and CFO
Period of report
Dec 27, 2018
Accepted (ET)
Jan 7, 2019 · 1:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874292
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 42,370 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock OptionsF1 | $1.28 | Dec 27, 2018 | A | 30,000 | A | Dec 27, 2019 | Dec 27, 2028 | Common Stock | 30,000 | 130,000 | D |
Explanation of responses
- F11. Options vest in 3 annual installments of 10,000 starting 12/27/2019.