SEC Form 4 · accession 0001476204-19-000006

Phillips Edison & Company, Inc. · PECO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Dec 31, 2018

Accepted (ET)

Jan 4, 2019 · 7:01 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001476204

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock^F1	holding	—	—		—	22,736	D
Common Stock	holding	—	—		—	453	I	Held by PELP

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
OP Units^F2,F3	—	Dec 31, 2018	J	4,233	A	—	—	Common Stock	4,233	230,340	D
OP Units^F4,F3	—	Dec 31, 2018	J	4,233	D	—	—	Common Stock	4,233	34,325	I
Phantom Units^F5	—	Jan 1, 2019	M	9,246	D	—	—	OP Units	9,246	10,614	D
OP Units^F6,F3	—	Jan 2, 2019	J	698	A	—	—	Common Stock	698	231,038	D
OP Units^F4,F3	—	Jan 2, 2019	J	698	D	—	—	Common Stock	698	33,627	I

F1Includes 4,755 shares acquired under the Issuer's dividend reinvestment plan.
F2Reflects common units of limited partnership interest ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P. ("PECO OP") acquired by the Reporting Person as a distribution from Phillips Edison Limited Partnership ("PELP") that PELP made to its partners on a pro rata basis.
F3OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's common stock or, at the option of PECO OP, shares of the Issuer's common stock on a one-to-one basis and have no expiration date.
F4Reflects OP Units distributed by PELP to the Reporting Person in the line above.
F5Reflects phantom units that vested on January 1, 2019 and were settled in cash.
F6Reflects OP Units acquired by the Reporting Person as a distribution from PELP upon the second annual vesting of his PELP C Units.