SEC Form 4 · accession 0001228379-19-000018
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Bethany Mayer
Officer — Executive VP
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:48 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2019 | M | 1,433 | — | A | 14,822 | D | |
| Common Stock | Jan 2, 2019 | D | 1,433 | $107.36 | D | 13,389 | D | |
| Common Stock | Jan 2, 2019 | A | 4,368 | $0.00 | A | 17,757 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom SharesF1 | — | Jan 2, 2019 | M | 1,433 | D | Jan 2, 2019 | Jan 2, 2019 | Common Stock | 1,433 | 0 | D |
| Employee Stock Option (right to buy)F2 | $106.76 | Jan 2, 2019 | A | 17,898 | A | — | Jan 1, 2029 | Common Stock | 17,898 | 17,898 | D |
Explanation of responses
- F1Each phantom share was the equivalent of one share of Sempra Energy Common Stock. The phantom shares were settled in cash on the transaction date.
- F2The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.