SEC Form 4 · accession 0001632790-19-000009
ENERGIZER HOLDINGS, INC. · ENR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
W Patrick McGinnis
Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 5:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001632790
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | M | 2,298 | $0.00 | A | 36,634 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock Equivalent 1/2/2018F1 | $0.00 | Jan 2, 2019 | M | 2,298 | D | — | — | Common Stock | 2,298 | 0 | D |
| Restricted Stock Equivalent 1/2/2019F1 | $0.00 | Jan 2, 2019 | A | 2,460 | A | — | — | Common Stock | 2,460 | 2,460 | D |
Explanation of responses
- F1Annual Restricted Stock Equivalent (RSE) Award valued at $110,000 vests and converts into shares one year from date of grant unless Reporting Person elects to defer conversion until retirement. All RSEs vest and convert upon death, termination of service on the Board and Change of Control.