SEC Form 4 · accession 0001476204-19-000008

Phillips Edison & Company, Inc. · PECO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — CEO, President and Chairman · Director

Period of report

Dec 31, 2018

Accepted (ET)

Jan 4, 2019 · 7:03 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001476204

Table I — non-derivative securities

No Table I lines on this filing.

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
OP Units^F1,F2	—	Dec 31, 2018	J	1,322,020	A	—	—	Common Stock	1,322,020	21,205,148	D
OP Units^F3,F2	—	Dec 31, 2018	J	1,322,020	D	—	—	Common Stock	1,322,020	691,539	I
Phantom Units^F4	—	Jan 1, 2019	M	149,100	D	—	—	OP Units	149,100	223,350	D
OP Units^F5,F2	—	Jan 2, 2019	J	12,503	A	—	—	Common Stock	12,503	21,217,651	D
OP Units^F3,F2	—	Jan 2, 2019	J	12,503	D	—	—	Common Stock	12,503	679,036	I

F1Reflects common units of limited partnership interest ("OP Units") in Phillips Edison Grocery Center Operating Partnership I, L.P. ("PECO OP") acquired by the Reporting Person as a distribution from Phillips Edison Limited Partnership ("PELP") that PELP made to its partners on a pro rata basis.
F2OP Units are exchangeable, at the election of the holder, for cash equal to the fair market value of one share of the Issuer's common stock or, at the option of PECO OP, shares of the Issuer's common stock on a one-to-one basis and have no expiration date.
F3Reflects OP Units distributed by PELP to the Reporting Person in the line above.
F4Reflects phantom units that vested on January 1, 2019 and were settled in cash.
F5Reflects OP Units acquired by the Reporting Person as a distribution from PELP upon the second annual vesting of his PELP C Units.