SEC Form 4 · accession 0001595385-19-000006
AMC ENTERTAINMENT HOLDINGS, INC. · AMC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D McDonald
Officer — EVP, US OPERATIONS
Period of report
Jan 2, 2018
Accepted (ET)
Jan 4, 2019 · 5:43 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001411579
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCKF1 | Jan 2, 2019 | M | 8,741 | $0.00 | A | 58,202 | D | |
| CLASS A COMMON STOCKF2 | Jan 2, 2019 | F | 3,029 | $0.00 | D | 55,173 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RESTRICTED STOCK UNITSF1 | $0.00 | Jan 2, 2019 | C | 8,741 | D | — | — | CLASS A COMMON STOCK | 8,741 | 17,483 | D |
Explanation of responses
- F1Shares of Issuer's Class A Common Stock ("Shares") were issued upon the vesting of certain Restricted Stock Units ("RSUs") granted to the Reporting Person pursuant to the terms of a Restricted Stock Award Agreement ("Award") dated March 12, 2018, under the AMC Entertainment Holdings, Inc. 2013 Equity Incentive Plan ("EIP"). One third of the original grant vested at the beginning of the year based upon the Reporting Person's continued employment with the Issuer with each RSU convertible into one Share within 30 days following vesting.
- F2Shares otherwise issuable were withheld to satisfy the Reporting Person's tax obligations arising from RSU conversion and Stock delivery events described in note 1 above.