SEC Form 4 · accession 0001228379-19-000016
SEMPRA · SRE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey W Martin
Officer — Chairman and CEO · Director
Period of report
Jan 2, 2019
Accepted (ET)
Jan 4, 2019 · 4:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001032208
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 2, 2019 | A | 14,051 | $0.00 | A | 43,711 | D | |
| Common Stock | holding | — | — | — | 6,331 | I | 401(k) savings plan 12/31/2018 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $106.76 | Jan 2, 2019 | A | 136,364 | A | — | Jan 1, 2029 | Common Stock | 136,364 | 136,364 | D |
Explanation of responses
- F1The option becomes exercisable in three equal annual installments beginning on the first anniversary of the date of grant.