Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Dec 6, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

500 filings · trading day Dec 6, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 3, 2018 MForm 4 →	Dec 6, 10:09 am EST	SEI INVESTMENTS COSEIC	Alfred P West Jr.10% Owner	100,000	$14.62	$1,462,000	0	—
Dec 3, 2018 DForm 4 →	Dec 6, 3:42 pm EST	TriState Capital Holdings, Inc.TSC	James F GetzCHAIRMAN, PRESIDENT AND CEO, Director	65,446	$14.44	$945,167	32,081	—
Nov 30, 2018 IForm 4 →	Dec 4, 5:33 pm EST	WEC ENERGY GROUP, INC.WEC	Allen L LeverettDirector	10,602	$72.48	$768,447	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 2:11 pm EST	WASTE MANAGEMENT INCWM	Devina A RankinSVP, CFO and Treasurer	11,341	$49.77	$564,411	0	—
Dec 3, 2018 CMForm 4 →	Dec 4, 8:43 pm EST	ROKU, INCROKU	Stephen H KaySVP General Counsel, Secretary	108,000	$2.94	$317,520	0	—
Nov 30, 2018 CMForm 4 →	Dec 4, 8:43 pm EST	ROKU, INCROKU	Chas SmithGM, Sr. VP Roku TV & Players	48,957	$5.64	$276,117	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 12:59 pm EST	SEI INVESTMENTS COSEIC	Dennis McGonigleDirector	15,000	$14.62	$219,300	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 6:01 am EST	Lipocine Inc.LPCN	Mahesh V. PatelPresident and CEO, Director	440,000	$1.46	$219,000	150,000	—
Jan 22, 2016 ADEForm 4 →	Dec 6, 2018, 7:40 am EST	Park Place Energy Inc.PKPL	David Michael ThompsonChief Financial Officer, Director, 10% Owner	1,375,000	$0.1387	$187,250	900,000	—	late
Nov 30, 2018 AForm 4 →	Dec 4, 6:30 pm EST	Woodward, Inc.WWD	Chad Robert PreissPresident, Engine Systems	1,781	$83.68	$149,015	24,217	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:48 pm EST	ASTRONICS CORPATRO	Mark PeabodyVP Astronics Advanced Electron	46,765	$2.85	$133,280	0	—
Jan 22, 2016 APForm 4 →	Dec 6, 2018, 6:24 am EST	Park Place Energy Inc.PKPL	Arthur HalleranPresident, Director	1,300,000	$0.125	$125,000	1,000,000	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 6:01 am EST	Lipocine Inc.LPCN	Morgan R BrownEVP and CFO	190,000	$1.46	$109,500	75,000	—
Dec 3, 2018 XForm 4 →	Dec 6, 9:20 am EST	SHENANDOAH TELECOMMUNICATIONS CO/VA/SHEN	Thomas A WhitakerSR VP- Cable	13,266	$6.38	$84,602	7,011	—
Dec 4, 2018 MForm 4 →	Dec 6, 11:53 am EST	QNB CORPQNBC	David W. FreemanCEO/President, Director	3,200	$25.16	$80,512	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:03 pm EST	TRANSACT TECHNOLOGIES INCTACT	Tracey S ChernaySVP, Sales-Global Casino, Gami	7,875	$7.57	$59,628	3,750	—
Dec 3, 2018 MForm 4 →	Dec 6, 9:08 am EST	UNITY BANCORP INC /NJ/UNTY	Alan J BednerChief Financial Officer	9,366	$5.82	$54,510	74,134	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:39 pm EST	MMA CAPITAL MANAGEMENT, LLCMMAC	Michael L FalconeChief Exectuive Officer, Director	30,000	$1.80	$54,000	30,000	—
Nov 30, 2018 IForm 4 →	Dec 4, 5:34 pm EST	WEC ENERGY GROUP, INC.WEC	William J GucVice President & Controller	690	$72.48	$50,000	827	—
Nov 30, 2018 AJForm 4 →	Dec 4, 4:16 pm EST	Apple Hospitality REIT, Inc.APLE	Bruce H MatsonDirector	2,803	$15.87	$44,484	5,282	—
Nov 30, 2018 AJForm 4 →	Dec 4, 4:19 pm EST	Apple Hospitality REIT, Inc.APLE	Jon A FosheimDirector	2,803	$15.87	$44,484	5,282	—
Nov 30, 2018 AJForm 4 →	Dec 4, 4:17 pm EST	Apple Hospitality REIT, Inc.APLE	Daryl Arthur NickelDirector	2,643	$15.87	$41,944	4,980	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:13 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Andreas FibigCEO, Director	289	$141.63	$40,931	27,789	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:39 pm EST	BLACK HILLS CORP /SD/BKH	Thomas J ZellerDirector	585	$66.16	$38,688	31,052	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:08 pm EST	VIRTUS INVESTMENT PARTNERS, INC.VRTS	Michael A AngerthalEVP, Chief Financial Officer	4,000	$9.40	$37,600	11,867	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:44 pm EST	BLACK HILLS CORP /SD/BKH	John B VeringDirector	546	$66.17	$36,101	25,891	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:41 pm EST	BLACK HILLS CORP /SD/BKH	Rebecca B RobertsDirector	451	$66.18	$29,831	13,381	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:40 pm EST	BLACK HILLS CORP /SD/BKH	Steven Richard MillsDirector	443	$66.18	$29,320	12,361	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:34 pm EST	BLACK HILLS CORP /SD/BKH	Michael MadisonDirector	433	$66.19	$28,644	11,012	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:28 pm EST	CIGNA CORPCI	James E RogersDirector	128	$223.38	$28,593	11,896	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:43 pm EST	BLACK HILLS CORP /SD/BKH	Mark A SchoberDirector	388	$66.20	$25,657	5,053	—
Nov 30, 2018 AJForm 4 →	Dec 4, 4:20 pm EST	Apple Hospitality REIT, Inc.APLE	Redd HughDirector	1,602	$15.87	$25,424	3,018	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:42 pm EST	BLACK HILLS CORP /SD/BKH	Teresa TaylorDirector	375	$66.20	$24,840	3,421	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:37 pm EST	BLACK HILLS CORP /SD/BKH	Robert P OttoDirector	372	$66.20	$24,602	2,948	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:29 pm EST	CIGNA CORPCI	Eric C WisemanDirector	106	$223.38	$23,678	4,145	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:11 pm EST	BRINKS COBCO	Douglas A PertzPresident and CEO, Director	298	$70.83	$21,114	10,114	—
Dec 3, 2018 AForm 4 →	Dec 4, 6:00 pm EST	QEP RESOURCES, INC.QEP	Robert HeinemannDirector	2,365	$8.46	$20,008	68,494	—
Dec 3, 2018 AForm 4 →	Dec 4, 6:23 pm EST	QEP RESOURCES, INC.QEP	David A TriceDirector	2,365	$8.46	$20,008	82,950	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:32 pm EST	Woodward, Inc.WWD	Matthew Freeman TaylorPresident, Airframe Systems	180	$83.68	$15,056	5,085	—
Dec 3, 2018 AForm 4 →	Dec 6, 11:27 am EST	Helmerich & Payne, Inc.HP	Edward B Rust Jr.Director	229	$62.40	$14,262	20,315	—	amended
Dec 3, 2018 AForm 4 →	Dec 6, 11:28 am EST	Helmerich & Payne, Inc.HP	Randy A FoutchDirector	229	$62.40	$14,262	20,315	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:41 pm EST	Woodward, Inc.WWD	Robert F Weber Jr.CFO & Treasurer	158	$83.68	$13,230	24,005	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:15 pm EST	BRINKS COBCO	Ronald James DomanicoEVP, Chief Financial Officer	185	$70.83	$13,116	7,460	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:16 pm EST	Post Holdings, Inc.POST	Jay W BrownDirector	132	$96.75	$12,777	17,151	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:16 pm EST	BRINKS COBCO	McAlister C Marshall IISVP, Gen Counsel & CAO	166	$70.88	$11,747	44,408	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	Post Holdings, Inc.POST	David P SkarieDirector	109	$96.75	$10,555	14,609	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:17 pm EST	Post Holdings, Inc.POST	Edwin H CallisonDirector	92	$96.75	$8,889	12,739	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:17 pm EST	Post Holdings, Inc.POST	Robert E GroteDirector	92	$96.75	$8,889	14,377	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	Post Holdings, Inc.POST	Ellen F HarshmanDirector	92	$96.75	$8,889	1,491	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	Post Holdings, Inc.POST	David W KemperDirector	92	$96.75	$8,889	4,290	—
Dec 5, 2018 MForm 4 →	Dec 6, 11:02 am EST	SCI Engineered Materials, Inc.SCIA.OB	Daniel RooneyCHAIRMAN, CEO, AND PRESIDENT, Director	9,600	$0.84	$8,064	197,737	—
Dec 3, 2018 AForm 4 →	Dec 6, 11:27 am EST	Helmerich & Payne, Inc.HP	Donald F Robillard Jr.Director	117	$62.40	$7,309	10,412	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:13 pm EST	BRINKS COBCO	Michael F BeechExecutive Vice President	87	$70.84	$6,169	8,217	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:13 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Richard O'LearyEVP & Chief Financial Officer	38	$141.63	$5,382	3,484	—
Dec 3, 2018 JForm 4 →	Dec 6, 12:25 pm EST	PACCAR INCPCAR	Beth FordDirector	82	$61.11	$5,000	7,889	—
Dec 3, 2018 JForm 4 →	Dec 6, 12:28 pm EST	PACCAR INCPCAR	Charles R WilliamsonDirector	82	$61.11	$5,000	41,892	—
Nov 20, 2018 PForm 4 →	Dec 6, 10:00 am EST	GREY CLOAK TECH INC.GRCK	Kevin PittsPresident, Director, 10% Owner	250,000	$0.02	$5,000	598,601	—	late
Nov 30, 2018 AForm 4 →	Dec 4, 5:14 pm EST	BRINKS COBCO	Thomas ColanController	65	$70.84	$4,600	5,184	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:17 pm EST	BRINKS COBCO	Rohan PalSVP, Chief Information Officer	62	$70.83	$4,416	2,779	—
Dec 3, 2018 AForm 4 →	Dec 6, 11:26 am EST	Helmerich & Payne, Inc.HP	Thomas A. PetrieDirector	71	$62.40	$4,415	6,288	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:40 pm EST	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	76	$49.31	$3,744	8,836	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:13 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Anne ChwatEVP, GC, & Corp. Sec'y	24	$141.63	$3,399	7,998	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:13 pm EST	INTERNATIONAL FLAVORS & FRAGRANCES INCIFF	Robert G. AndersonController	10	$141.63	$1,416	3,922	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:08 pm EST	BRINKS COBCO	Paul G BoyntonDirector	13	$70.99	$914	1,582	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:42 pm EST	Voya Financial, Inc.VOYA	Chetlur S RagavanSee Remarks	19	$44.95	$855	8,159	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:07 pm EST	BRINKS COBCO	Michael J HerlingDirector	12	$71.02	$832	5,562	—
Dec 4, 2018 AForm 4 →	Dec 6, 10:51 am EST	SCANA CORPSCG	Jimmy E AddisonCEO, COO, President	16	$47.30	$763	6,454	—
Dec 3, 2018 CMForm 4 →	Dec 4, 5:11 pm EST	Trade Desk, Inc.TTD	Robert David PerdueChief Operating Officer, Director	2,709	$0.819	$740	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 11:26 am EST	Helmerich & Payne, Inc.HP	Chapman Paula MarshallDirector	12	$62.40	$735	1,047	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:09 pm EST	BRINKS COBCO	Reginald D HedgebethDirector	7	$70.98	$517	1,114	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:48 pm EST	Voya Financial, Inc.VOYA	Carolyn M JohnsonSee Remarks	10	$44.95	$458	1,212	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:52 pm EST	Voya Financial, Inc.VOYA	Charles P NelsonSee Remarks	8	$44.95	$350	1,843	—
Dec 4, 2018 AForm 4 →	Dec 6, 10:52 am EST	SCANA CORPSCG	Iris GriffinCFO, SVP, and Treasurer	7	$47.30	$318	100	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:55 pm EST	Voya Financial, Inc.VOYA	Patricia J WalshSee Remarks	6	$44.95	$275	1,202	—
Dec 3, 2018 AForm 4 →	Dec 4, 4:26 pm EST	XCEL ENERGY INCXEL	Brett C CarterEVP, Chief Customer and Innova	4	$52.94	$208	48	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:44 pm EST	Voya Financial, Inc.VOYA	Nancy FerraraSee Remarks	4	$44.95	$200	7,042	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:01 pm EST	ANALOG DEVICES INCADI	Vincent RochePresident & CEO, Director	10,000	—	—	23,050	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:02 pm EST	ANALOG DEVICES INCADI	Margaret K SeifSVP, CPO, CLO & Secretary	2,700	—	—	16,169	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:02 pm EST	Aquestive Therapeutics, Inc.AQST	Keith J KendallCEO and President, Director	14,572	—	—	87,432	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:04 pm EST	VERTEX PHARMACEUTICALS INC / MAVRTX	Paul M SilvaSVP & Corp Controller	809	—	—	7,281	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:04 pm EST	UNITED THERAPEUTICS CorpUTHR	Louis W SullivanDirector	1,000	—	—	11,000	—
Dec 1, 2018 AForm 4 →	Dec 4, 4:04 pm EST	TYLER TECHNOLOGIES INCTYL	Brian K MillerExecutive VP and CFO	7,500	—	—	7,500	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:05 pm EST	Aquestive Therapeutics, Inc.AQST	Alexander Mark SchobelChief Innovation/Tech Officer	14,572	—	—	87,432	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:05 pm EST	Vericel CorpVCEL	Steven C GilmanDirector	8,500	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:05 pm EST	AKAMAI TECHNOLOGIES INCAKAM	Aaron AholaSVP & General Counsel	1,227	—	—	634	—
Dec 3, 2018 AForm 4 →	Dec 4, 4:05 pm EST	Foamix Pharmaceuticals Ltd.FOMX	Matthew T. WileyChief Commercial Officer	100,000	—	—	100,000	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:07 pm EST	JMP GROUP LLCJMP	Craig R JohnsonDirector	13,866	—	—	8,358	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:07 pm EST	JMP GROUP LLCJMP	Thomas Rowe WrightDirector of Equities	3,552	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 4, 4:07 pm EST	Unity Biotechnology, Inc.UBX	Margo R RobertsDirector	50,661	—	—	50,661	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:08 pm EST	Altimmune, Inc.ALT	Vipin K GargPresident and CEO, Director	322,907	—	—	111,421	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:09 pm EST	VORNADO REALTY TRUSTVNO	David R GreenbaumPresident - NY Office Division	55,158	—	—	0	—
Dec 1, 2018 AForm 4 →	Dec 4, 4:10 pm EST	MAXLINEAR INCMXL	Carolyn BeaverDirector	11,434	—	—	8,088	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:10 pm EST	Paylocity Holding CorpPCTY	Edward W GatySVP of Product and Technology	11,250	—	—	41,083	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:10 pm EST	AMERISOURCEBERGEN CORPABC	Steven H CollisChairman, President & CEO, Director	21,350	—	—	64,044	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:11 pm EST	BIOCRYST PHARMACEUTICALS INCBCRX	Alane P BarnesSenior VP, Chief Legal Officer	25,000	—	—	25,000	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:11 pm EST	Nutanix, Inc.NTNX	David SangsterEVP, Engineering & Operations	7,917	—	—	31,668	—
Nov 30, 2018 DMForm 4 →	Dec 4, 4:11 pm EST	CORNING INC /NYGLW	Lisa FerreroSenior Vice President & CAO	37,496	—	—	0	—
Nov 30, 2018 GForm 4 →	Dec 4, 4:12 pm EST	EchoStar CORPSATS	Charles W Ergen +1Chairman, Director, 10% Owner	54,266,215	—	—	20,000,000	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:13 pm EST	CORNING INC /NYGLW	David L MorseExecutive Vice President	30,151	—	—	0	—
Nov 30, 2018 GForm 4 →	Dec 4, 4:15 pm EST	EchoStar CORPSATS	Ergen Three Year 2015 SATS GRAT +2Other	10,358,119	—	—	2,611,427	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:16 pm EST	NU SKIN ENTERPRISES INCNUS	D Matthew DornyGeneral Counsel	2,500	—	—	70,600	—
Nov 30, 2018 GForm 4 →	Dec 4, 4:17 pm EST	DISH Network CORPDISH	Charles W Ergen +1Chairman, Director, 10% Owner	175,466,576	—	—	50,000,000	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:17 pm EST	VISA INC.V	William M. SheedyEVP CORP STRAT, M&A, GR	56,768	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:18 pm EST	Medidata Solutions, Inc.MDSO	Rouven BergmannChief Financial Officer	10,000	—	—	17,643	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:19 pm EST	REGENXBIO Inc.RGNX	Olivier DanosChief Scientific Officer	1,500	—	—	78,500	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:21 pm EST	HOLOGIC INCHOLX	Benjamin Jordan CohnPrincipal Accounting Officer	10,000	—	—	6,830	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:22 pm EST	LOEWS CORPL	Charles M DikerDirector	1,500	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:22 pm EST	VISA INC.V	Ellen RicheyVICE CHAIRMAN & CRO	57,640	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:23 pm EST	LOEWS CORPL	Paul J FribourgDirector	1,500	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:24 pm EST	VISA INC.V	Tullier Kelly MahonEVP, GENERAL COUNSEL	58,688	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:24 pm EST	EQUITY RESIDENTIALEQR	David J NeithercutChief Executive Officer, Director	25,000	—	—	186,353	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:24 pm EST	LOEWS CORPL	Walter L HarrisDirector	1,500	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:26 pm EST	VISA INC.V	Ryan McInerneyPRESIDENT	147,372	—	—	0	—
Nov 30, 2018 GForm 4 →	Dec 4, 4:27 pm EST	DISH Network CORPDISH	Ergen Two-Year 2017 DISH GRAT10% Owner	29,196,663	—	—	10,803,337	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:30 pm EST	EQUITY RESIDENTIALEQR	Barry AltshulerExecutive Vice President	10,455	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:30 pm EST	CORE LABORATORIES N VCLB	Kevin DanielsCAO & Treasurer	940	—	—	1,745	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:30 pm EST	BWX Technologies, Inc.BWXT	John A FeesDirector	64,155	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:30 pm EST	VISA INC.V	Vasant M PrabhuEVP & CHIEF FINANCIAL OFFICER	102,932	—	—	0	—
Dec 2, 2018 MForm 4 →	Dec 4, 4:31 pm EST	BRISTOL MYERS SQUIBB COBMY	Charles A BancroftEVP & Chief Financial Officer	6,401	—	—	0	—	amended
Dec 3, 2018 MForm 4 →	Dec 4, 4:32 pm EST	LOEWS CORPL	Philip A LaskawyDirector	1,500	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:32 pm EST	USA Compression Partners, LPUSAC	Christopher W PorterSee Remarks	2,095	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:32 pm EST	GARTNER INCIT	Joseph P. BeckEVP, Global Technology Sales	207	—	—	620	—
Nov 30, 2018 MForm 4 →	Dec 4, 4:32 pm EST	GALLAGHER ARTHUR J & COAJG	J Patrick Gallagher Jr.President & CEO, Director	748	—	—	105,707	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:41 pm EST	DENTSPLY SIRONA Inc.XRAY	Markus BoehringerSr Vice President, EMEA RCO	23,400	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:42 pm EST	Viacom Inc.VIA, VIAB	Robert M BakishPresident and CEO, Director	683,995	—	—	683,995	—
Nov 1, 2018 MForm 4 →	Dec 4, 4:42 pm EST	YUM BRANDS INCYUM	Tracy L SkeansChief People Officer	834	—	—	0	—	late
Nov 30, 2018 AForm 4 →	Dec 4, 4:44 pm EST	Viacom Inc.VIA, VIAB	Wade DavisEVP, CFO	144,048	—	—	31,189	—
Dec 2, 2018 CSForm 4 →	Dec 4, 4:45 pm EST	Crocs, Inc.CROX	Blackstone Holdings III L.P. +910% Owner	199,000	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:46 pm EST	Viacom Inc.VIA, VIAB	Christa A DalimonteEVP, General Counsel & Secy	57,620	—	—	12,476	—
Nov 30, 2018 AMForm 4 →	Dec 4, 4:47 pm EST	VISA INC.V	Rajat TanejaEVP TECHNOLOGY & OPERATIONS	159,400	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:48 pm EST	Viacom Inc.VIA, VIAB	Charest Katherine GillSVP, Controller & CAO	29,665	—	—	7,777	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:52 pm EST	Viacom Inc.VIA, VIAB	DeDe LeaEVP, Global Government Affairs	36,667	—	—	7,939	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:53 pm EST	Horizon Pharma plcHZNP	Miles W McHughSr VP & Princ. Acctg Officer	8,450	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:55 pm EST	BOSTON SCIENTIFIC CORPBSX	Xin Warren WangSVP and Pres, Asia Pacific	2,025	—	—	4,050	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:55 pm EST	WELLS FARGO & COMPANY/MNWFC	John D Baker IIDirector	15,000	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:56 pm EST	BOSTON SCIENTIFIC CORPBSX	Eric Francis Yves ThepautSVP & Pres, Eur, Mid-East, Afr	2,327	—	—	2,328	—
Dec 1, 2018 MForm 4 →	Dec 4, 4:56 pm EST	BOSTON SCIENTIFIC CORPBSX	Desiree Ralls-MorrisonSVP, GC and Corp Secretary	11,472	—	—	45,889	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:56 pm EST	BOSTON SCIENTIFIC CORPBSX	David A PierceEVP,Pres MedSurg	5,000	—	—	27,640	—
Dec 1, 2018 AForm 4 →	Dec 4, 4:56 pm EST	Trade Desk, Inc.TTD	David Randall PicklesChief Technology Officer	17,535	—	—	17,535	—
Dec 3, 2018 AForm 4 →	Dec 4, 4:57 pm EST	BOSTON SCIENTIFIC CORPBSX	Jeffrey B. MirvissSVP&Pres, Periph Intervent	32,359	—	—	29,114	—
Nov 30, 2018 AForm 4 →	Dec 4, 4:57 pm EST	QUALCOMM INC/DEQCOM	Erin L PolekSVP Corporate Controller & CAO	7,896	—	—	7,896	—
Nov 30, 2018 MForm 4/A →	Dec 4, 4:58 pm EST	HMS HOLDINGS CORPHMSY	Cynthia NustadEVP, Chief Strategy Officer	11,557	—	—	63,443	—
Dec 1, 2018 AForm 4 →	Dec 4, 4:59 pm EST	Trade Desk, Inc.TTD	Brian John StempeckChief Client Officer	17,535	—	—	17,535	—
Nov 30, 2018 JForm 4 →	Dec 4, 5:00 pm EST	ACADIA PHARMACEUTICALS INCACAD	BAKER BROS. ADVISORS LP +6Director, 10% Owner	13,869	—	—	1,569	—
Nov 30, 2018 ADForm 4 →	Dec 4, 5:00 pm EST	Generation Alpha, Inc.GNAL	Tiffany N. DavisChief Operating Officer, Director	4,439,594	—	—	2,344,797	—
Nov 30, 2018 ADForm 4 →	Dec 4, 5:00 pm EST	Generation Alpha, Inc.GNAL	Alan LienChief Executive Officer, Director, 10% Owner	5,379,188	—	—	2,689,594	—
Dec 1, 2018 AForm 4 →	Dec 4, 5:03 pm EST	Trade Desk, Inc.TTD	Jeffrey Terry GreenPresident and CEO, Director, 10% Owner	51,225	—	—	702	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:03 pm EST	ZILLOW GROUP, INC.Z AND ZG	Greg M SchwartzPresident Media & Marketplaces	5,400	—	—	3,600	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:04 pm EST	JONES LANG LASALLE INCJLL	Hugo BagueDirector	615	—	—	614	—
Nov 27, 2018 AForm 4 →	Dec 4, 5:05 pm EST	Hancock Jaffe Laboratories, Inc.HJLI	Francis DuhayDirector	60,000	—	—	60,000	—	late
Dec 1, 2018 MForm 4 →	Dec 4, 5:06 pm EST	JONES LANG LASALLE INCJLL	Samuel A Di Piazza Jr.Director	615	—	—	614	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:07 pm EST	Spectrum Brands Holdings, Inc.SPB	Randal D. LewisSVP & COO	2,318	—	—	0	—
Dec 1, 2018 AForm 4 →	Dec 4, 5:07 pm EST	Trade Desk, Inc.TTD	Paul RossChief Financial Officer	17,535	—	—	17,535	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:08 pm EST	Spectrum Brands Holdings, Inc.SPB	Douglas L MartinEVP and CFO, 10% Owner	4,637	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:08 pm EST	Nielsen Holdings plcNLSN	David W KennyChief Executive Officer, Director	1,117,031	—	—	750,000	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:09 pm EST	Spectrum Brands Holdings, Inc.SPB	David M MauraExecutive Chairman and CEO, Director	9,272	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:09 pm EST	JONES LANG LASALLE INCJLL	DeAnne JuliusDirector	615	—	—	614	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:11 pm EST	JONES LANG LASALLE INCJLL	Ming LuDirector	615	—	—	614	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:14 pm EST	JONES LANG LASALLE INCJLL	Bridget MacaskillDirector	615	—	—	614	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:15 pm EST	Iridium Communications Inc.IRDM	S. Scott SmithChief Operating Officer, Director	3,500	—	—	44,500	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:15 pm EST	IMAX CORPIMAX	Kenneth Ian WeissmanSr VP & Corporate Secretary	783	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:15 pm EST	IMAX CORPIMAX	Jeffrey VanceSr VP, Finance & Controller	783	—	—	0	—
Nov 26, 2018 MForm 4 →	Dec 4, 5:15 pm EST	Smart & Final Stores, Inc.SFS	David G. HirzPresident & CEO, Director	559,500	—	—	0	—	late
Dec 3, 2018 MForm 4 →	Dec 4, 5:15 pm EST	Smart & Final Stores, Inc.SFS	Michael A. MortensenSVP Sales & Merchandising	21,977	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:16 pm EST	JONES LANG LASALLE INCJLL	Martin H. NesbittDirector	615	—	—	614	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:17 pm EST	Great Western Bancorp, Inc.GWB	James C SpiesDirector	1,608	—	—	1,608	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:17 pm EST	JONES LANG LASALLE INCJLL	Sheila A PenroseDirector	615	—	—	614	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Aziz AghiliEVP &Pres Off-Hwy Technologies	590	—	—	2,905	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Jonathan Mark CollinsEVP & Chief Financial Officer	498	—	—	1,740	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Rachel A GonzalezDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	James Kevin KamsickasPresident & CEO, Director	2,804	—	—	13,654	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Virginia A KamskyDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	James D KellettVP & Chief Accounting Officer	63	—	—	63	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Douglas H LiedbergSVP, General Counsel and Secty	226	—	—	986	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:18 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Debashis ChatterjeePresident Global Delivery	2,998	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:18 pm EST	DANA INCDAN	Raymond E MabusDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Michael J MackDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Dwayne MatthewsPres - Power Technologies Grp	526	—	—	2,570	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	R Bruce McDonaldDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Diarmuid B. OConnellDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Robert D PylePres, Light Vehicle Driveline	546	—	—	2,663	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Mark E WallaceEVP & Pres Comm Veh Drive Tech	763	—	—	3,761	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	DANA INCDAN	Keith E WandellDirector	29	—	—	86	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:19 pm EST	Great Western Bancorp, Inc.GWB	Daniel A RykhusDirector	1,608	—	—	1,608	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:19 pm EST	JONES LANG LASALLE INCJLL	Ann Marie PetachDirector	615	—	—	614	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:20 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Ramakrishna Prasad ChintamaneniPresident Global Inds. & Cnslt	4,472	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:21 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Francisco DsouzaChief Executive Officer, Director	40,851	—	—	26,136	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:21 pm EST	Verisk Analytics, Inc.VRSK	Scott G StephensonCEO and President, Director	32,031	—	—	32,031	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:21 pm EST	Great Western Bancorp, Inc.GWB	Stephen Mark LacyDirector	1,608	—	—	1,608	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:21 pm EST	UNITEDHEALTH GROUP INCUNH	Stephen J HemsleyExecutive Chair of the Board, Director	169,683	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:21 pm EST	VEEVA SYSTEMS INCVEEV	Paul J SekhriDirector	20,000	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:21 pm EST	DIGI INTERNATIONAL INCDGII	Ahmed NawazDirector	13,300	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:22 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Malcolm FrankExec. VP, Strategy & Marketing	10,230	—	—	6,546	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:23 pm EST	Great Western Bancorp, Inc.GWB	James IsraelDirector	1,608	—	—	1,608	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:23 pm EST	POOL CORPPOOL	De La Mesa Manuel J PerezPRESIDENT/CEO, Director	20,448	—	—	89,252	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:24 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Matthew W. FriedrichGeneral Counsel	5,501	—	—	33,002	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:24 pm EST	Great Western Bancorp, Inc.GWB	Thomas Edward HenningDirector	1,608	—	—	1,608	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:24 pm EST	GULF RESOURCES, INC.GURE	Yang ZouDirector	12,500	—	—	37,500	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:25 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sumithra GomatamPresident - Digital Operations	1,559	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:25 pm EST	GULF RESOURCES, INC.GURE	Tengfei ZhangDirector	12,500	—	—	37,500	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:25 pm EST	GULF RESOURCES, INC.GURE	Shitong JiangDirector	12,500	—	—	37,500	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:26 pm EST	Great Western Bancorp, Inc.GWB	Frances Pallas GriebDirector	1,608	—	—	1,608	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:26 pm EST	GULF RESOURCES, INC.GURE	Nan LiDirector	12,500	—	—	37,500	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:26 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Gajakarnan Vibushanan KandiahPresident - Digital Business	2,138	—	—	3,906	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:26 pm EST	GULF RESOURCES, INC.GURE	Naihui MiaoCOO and Secretary, Director	400,000	—	—	500,000	—
Dec 1, 2018 DMForm 4 →	Dec 4, 5:26 pm EST	Summit Midstream Partners, LPSMLP	Leonard Wayne MallettSee remarks below.	57,316	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:27 pm EST	GULF RESOURCES, INC.GURE	Min LiChief Financial Officer	400,000	—	—	500,000	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:27 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Venkat KrishnaswamyVice Chair Healthcare&Life Sc	2,917	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:27 pm EST	Great Western Bancorp, Inc.GWB	James BrannenDirector	1,608	—	—	1,608	—
Dec 3, 2018 AForm 4 →	Dec 4, 5:27 pm EST	GULF RESOURCES, INC.GURE	Xiaobin LiuChief Executive Officer, Director	400,000	—	—	500,000	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:28 pm EST	Johnson Controls International plcJCI	George OliverChairman & CEO	16,638	—	—	149,745	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:29 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	James Patrick LennoxEVP - Chief People Officer	1,638	—	—	1,639	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:29 pm EST	Great Western Bancorp, Inc.GWB	Kenneth James KarelsPresident and CEO	48,462	—	—	14,468	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:30 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Karen McLoughlinChief Financial Officer	11,493	—	—	7,189	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:30 pm EST	Versum Materials, Inc.VSM	Edward C ShoberSVP, Materials	954	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:31 pm EST	Versum Materials, Inc.VSM	George G BittoEVP and CFO	3,026	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:31 pm EST	Great Western Bancorp, Inc.GWB	Douglas Richard BassRegional President and EVP	9,251	—	—	859	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:31 pm EST	Versum Materials, Inc.VSM	John G LanganSVP, Chief Technology Officer	862	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:32 pm EST	Telaria, Inc.TLRA	Katie Seitz EvansChief Operating Officer	25,000	—	—	25,000	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:32 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Rajeev MehtaPresident	21,976	—	—	17,627	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:32 pm EST	Versum Materials, Inc.VSM	John Jeffrey WhiteSVP, Delivery Sys and Services	514	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:33 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Sean MiddletonPres - Cognizant Accelerator	1,555	—	—	1,529	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:33 pm EST	Great Western Bancorp, Inc.GWB	Peter Robert ChapmanEVP and CFO	10,731	—	—	2,363	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:33 pm EST	WEC ENERGY GROUP, INC.WEC	Gale E KlappaChairman and CEO, Director	50,000	—	—	230,310	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:34 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Chandrasekaran RamakrishnanEx. Vice Chairman, Cog. India	1,311	—	—	2,494	—
Nov 30, 2018 AForm 4 →	Dec 4, 5:35 pm EST	Great Western Bancorp, Inc.GWB	Timothy Roy KintnerRegional President and EVP	1,589	—	—	249	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:35 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Allen ShaheenEVP, NA Regional Delivery Ctrs	2,207	—	—	2,545	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:36 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Dharmendra Kumar SinhaPresident Global Client Serv.	5,427	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:37 pm EST	Great Western Bancorp, Inc.GWB	Michael GoughEVP and Chief Credit Officer	3,341	—	—	812	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:37 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Robert TelesmanicSVP, Cont. & Chief Acct. Offc.	155	—	—	933	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:38 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Santosh ThomasPres. Global Growth Markets	1,181	—	—	4,723	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:39 pm EST	Great Western Bancorp, Inc.GWB	Karlyn M KnieriemEVP and Chief Risk Officer	2,353	—	—	789	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:40 pm EST	COGNIZANT TECHNOLOGY SOLUTIONS CORPCTSH	Srinivasan VeeraraghavacharyEVP - Chief Operating Officer	1,710	—	—	3,453	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:40 pm EST	MOLSON COORS BREWING COTAP	Krishnan AnandChief Growth Officer	2,595	—	—	31,140	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:42 pm EST	Great Western Bancorp, Inc.GWB	Donald J StrakaGeneral Counsel and Secretary	1,558	—	—	658	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:42 pm EST	ENANTA PHARMACEUTICALS INCENTA	Tim OcainSenior Vice President	2,000	—	—	58,000	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:43 pm EST	Great Western Bancorp, Inc.GWB	Andrew James PedersonHead of P&C and L&D	1,851	—	—	438	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:44 pm EST	Keysight Technologies, Inc.KEYS	Ingrid A EstradaSVP	15,462	—	—	0	—
Nov 30, 2018 AMForm 4 →	Dec 4, 5:45 pm EST	Great Western Bancorp, Inc.GWB	Scott Edward ErkonenChief Information Officer	2,032	—	—	634	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:46 pm EST	Keysight Technologies, Inc.KEYS	Jay AlexanderSVP	12,369	—	—	0	—
Dec 3, 2018 CForm 4 →	Dec 4, 5:49 pm EST	Tableau Software IncDATA	Pat HanrahanChief Scientist and Co-Founder, Director	66,592	—	—	6,863,170	—
Dec 3, 2018 JForm 4 →	Dec 4, 5:49 pm EST	VECTREN CORPVVC	Robert G JonesDirector	85	—	—	12,786	—
Dec 3, 2018 JForm 4 →	Dec 4, 5:51 pm EST	VECTREN CORPVVC	Patrick K MullenDirector	40	—	—	6,015	—
Nov 30, 2018 MForm 4 →	Dec 4, 5:51 pm EST	Adtalem Global Education Inc.ATGE	Donna JenningsSenior Vice President,	11,050	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 5:51 pm EST	MAXLINEAR INCMXL	Michael J. LaChanceVice President, Operations	43,115	—	—	0	—
Dec 3, 2018 JForm 4 →	Dec 4, 5:51 pm EST	VECTREN CORPVVC	R Daniel SadlierDirector	296	—	—	47,805	—
Dec 3, 2018 JForm 4 →	Dec 4, 5:52 pm EST	VECTREN CORPVVC	Jean L WojtowiczDirector	205	—	—	17,317	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:52 pm EST	GMS Inc.GMS	Craig D ApolinskyVP, GC and Corporate Secretary	400	—	—	800	—
Dec 1, 2018 MForm 4 →	Dec 4, 5:54 pm EST	GMS Inc.GMS	Lynn RossCorporate Controller & CAO	445	—	—	888	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:00 pm EST	Mimecast LtdMIME	Peter Andrew James CampbellChief Financial Officer	1,044	—	—	103,956	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:01 pm EST	ENTERGY CORP /DE/ETR	Kirkland H DonaldDirector	209	—	—	2,231	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:01 pm EST	QUANTENNA COMMUNICATIONS INCQTNA	David William CarrollSVP Worldwide Sales	6,317	—	—	2,144	—
Nov 29, 2018 AForm 4/A →	Dec 4, 6:02 pm EST	UNIVERSAL STAINLESS & ALLOY PRODUCTS INCUSAP	Christopher M ZimmerExec. VP & CCO	4,500	—	—	4,500	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:04 pm EST	TWILIO INCTWLO	George HuChief Operating Officer	10,000	—	—	729,800	—
Dec 3, 2018 AForm 4 →	Dec 4, 6:06 pm EST	NUVASIVE INCNUVA	Matthew LinkPresident, Strat/Tech/Corp Dev	20,065	—	—	20,065	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:06 pm EST	ENTERGY CORP /DE/ETR	Leo P DenaultChairman and CEO	45,000	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 4, 6:10 pm EST	G1 Therapeutics, Inc.GTHX	Seth RudnickDirector	10,000	—	—	7,969	—
Dec 1, 2018 AForm 4 →	Dec 4, 6:16 pm EST	TYLER TECHNOLOGIES INCTYL	H Lynn Moore Jr.President and CEO, Director	11,250	—	—	11,250	—
Dec 1, 2018 MForm 4 →	Dec 4, 6:20 pm EST	PayPal Holdings, Inc.PYPL	William J ReadyEVP, Chief Operating Officer	24,259	—	—	283,018	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:21 pm EST	AGILENT TECHNOLOGIES INCA	Dominique GrauSenior Vice President	8,902	—	—	8,902	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:25 pm EST	Odonate Therapeutics, Inc.ODT	John G LemkeyChief Operating Officer	63	—	—	63	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:26 pm EST	Odonate Therapeutics, Inc.ODT	Joseph P O'ConnellChief Medical Officer	66	—	—	66	—
Nov 30, 2018 AForm 4 →	Dec 4, 6:27 pm EST	Odonate Therapeutics, Inc.ODT	Michael S HearneChief Financial Officer	40	—	—	40	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:30 pm EST	ABERCROMBIE & FITCH CO /DE/ANF	Fran HorowitzChief Executive Officer, Director	26,033	—	—	0	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:31 pm EST	MERITOR INCMTOR	Paul BialyVP, Controller & PAO	11,557	—	—	2,424	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:31 pm EST	MERITOR INCMTOR	Jeffrey A CraigCEO & President, Director	652,085	—	—	105,454	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:31 pm EST	MERITOR INCMTOR	Timothy J. HeffronSVP, HR & CIO	82,983	—	—	16,000	—
Dec 1, 2018 AForm 4 →	Dec 4, 6:32 pm EST	MERITOR INCMTOR	Boise April MillerSVP, CLO & Corp Sec	16,000	—	—	16,000	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:32 pm EST	MERITOR INCMTOR	Kevin NowlanSVP & Pres., T&C and CFO	156,066	—	—	26,666	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:33 pm EST	MERITOR INCMTOR	Joseph A. PlominSVP & Pres., A&T and Quality	100,838	—	—	19,393	—
Dec 1, 2018 AMForm 4 →	Dec 4, 6:33 pm EST	MERITOR INCMTOR	Chris VillavarayanSVP & Pres., Global Truck	68,530	—	—	26,666	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:34 pm EST	NETGEAR, INCNTGR	Tamesa RogersSVP, Human Resources	2,000	—	—	11,000	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:34 pm EST	NETGEAR, INCNTGR	Michael F FalconSVP, Operations	521	—	—	9,375	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:39 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	Jeffrey T L SmithManaging Director	5,044	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 6:39 pm EST	S&P Global Inc.SPGI	Ewout L SteenbergenEVP & Chief Financial Officer	6,387	—	—	6,580	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:47 pm EST	CONOCOPHILLIPSCOP	Andrew D LundquistSVP	232	—	—	5,412	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:50 pm EST	CONOCOPHILLIPSCOP	James D McMorranVice President	145	—	—	4,652	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:51 pm EST	CONOCOPHILLIPSCOP	Ellen DeSanctisVice President	178	—	—	5,728	—
Nov 30, 2018 CForm 4 →	Dec 4, 6:52 pm EST	CARVANA CO.CVNA	Ernest C. Garcia II +110% Owner	46,175	—	—	3,575,549	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:54 pm EST	CONOCOPHILLIPSCOP	Don E Wallette Jr.Executive Vice President	886	—	—	22,840	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:55 pm EST	CONOCOPHILLIPSCOP	Al J. HirshbergExecutive Vice President	1,253	—	—	32,314	—
Dec 3, 2018 AForm 4 →	Dec 4, 6:57 pm EST	Cidara Therapeutics, Inc.CDTX	James E. LevineChief Financial Officer	175,000	—	—	175,000	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:58 pm EST	CONOCOPHILLIPSCOP	Matthew J FoxExecutive Vice President	1,289	—	—	33,263	—
Dec 4, 2018 MForm 4 →	Dec 4, 6:58 pm EST	SEMTECH CORPSMTC	Mohan MaheswaranPresident and CEO, Director	25,740	—	—	25,740	—
Nov 30, 2018 MForm 4 →	Dec 4, 6:59 pm EST	CONOCOPHILLIPSCOP	Ryan Michael LanceChairman and CEO, Director	2,734	—	—	70,541	—
Dec 3, 2018 MForm 4/A →	Dec 4, 7:08 pm EST	TRICO BANCSHARES /TCBK	John FleshoodEVP & COO	2,544	—	—	8,929	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:09 pm EST	GrubHub Inc.GRUB	Matthew M. MaloneyCEO, Director	1,636	—	—	42,540	—
Nov 30, 2018 MForm 4 →	Dec 4, 7:09 pm EST	STEPAN COSCL	Robert Victor SloneVP Chief Tech & Sustainability	8,422	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:10 pm EST	GrubHub Inc.GRUB	Adam DeWittPresident, CFO and Treasurer	4,025	—	—	24,815	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:10 pm EST	GrubHub Inc.GRUB	Margo DruckerSVP, Secretary, Gen Counsel	1,120	—	—	8,508	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:11 pm EST	GrubHub Inc.GRUB	Maria BelousovaChief Technology Officer	4,072	—	—	30,499	—
Nov 30, 2018 MForm 4 →	Dec 4, 7:12 pm EST	TRUPANION, INC.TRUP	Tricia PloufChief Financial Officer	1,300	—	—	48,700	—
Dec 3, 2018 AForm 4 →	Dec 4, 7:23 pm EST	NETFLIX INCNFLX	Jay C HoagDirector	216	—	—	216	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:24 pm EST	Resolute Forest Products Inc.RFP	Hugues DorbanChief Accounting Officer	2,673	—	—	8,019	—
Dec 4, 2018 XForm 4 →	Dec 4, 7:24 pm EST	AMERICAN RIVER BANKSHARESAMRB	Kevin BenderEVP - Chief Operating Officer	4,116	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:25 pm EST	Resolute Forest Products Inc.RFP	Remi G. LalondeSVP & Chief Financial Officer	2,461	—	—	7,383	—
Dec 3, 2018 MForm 4 →	Dec 4, 7:26 pm EST	INTUITIVE SURGICAL INCISRG	Gary S GuthartPresident & CEO, Director	40,834	—	—	71,666	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:26 pm EST	Resolute Forest Products Inc.RFP	Daniel OuelletSVP Human Resources	2,148	—	—	6,444	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:28 pm EST	ION GEOPHYSICAL CORPIO	Steven BateEVP & CFO	95,435	—	—	95,435	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:29 pm EST	ION GEOPHYSICAL CORPIO	R Brian HansonPresident & CEO, Director	192,000	—	—	192,000	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:30 pm EST	ION GEOPHYSICAL CORPIO	Matthew R PowersEVP, Gen Coun & Corp Secy	40,995	—	—	40,995	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:30 pm EST	ION GEOPHYSICAL CORPIO	Scott SchwauschVP & Corp Controller	10,249	—	—	10,249	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:31 pm EST	ION GEOPHYSICAL CORPIO	Christopher Theron UsherEVP & COO, OPER OPTIMIZATION	95,435	—	—	95,435	—
Dec 1, 2018 AForm 4 →	Dec 4, 7:32 pm EST	ION GEOPHYSICAL CORPIO	Ken WilliamsonEVP&COO, E&P TECHNO & SERVICES	95,435	—	—	95,435	—
Nov 30, 2018 MForm 4 →	Dec 4, 7:37 pm EST	SEATTLE GENETICS INC /WASGEN	Vaughn B HimesChief Technical Officer	5,000	—	—	36,498	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:45 pm EST	VEEVA SYSTEMS INCVEEV	Eleni Nitsa ZuppasChief Marketing Officer	2,500	—	—	2,500	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:46 pm EST	VEEVA SYSTEMS INCVEEV	Frederic LequientSVP Global Customer Service	2,875	—	—	5,625	—
Dec 4, 2018 MForm 4 →	Dec 4, 7:46 pm EST	SALESFORCE COM INCCRM	Keith Blockco-CEO, Director	2,160	—	—	10,776	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:47 pm EST	VEEVA SYSTEMS INCVEEV	Alan MateoEVP Global Sales	1,000	—	—	5,000	—
Dec 1, 2018 MForm 4 →	Dec 4, 7:50 pm EST	VEEVA SYSTEMS INCVEEV	Jonathan FaddisSVP, Gen. Counsel, Secretary	1,750	—	—	6,750	—
Dec 3, 2018 MForm 4 →	Dec 4, 8:02 pm EST	GILEAD SCIENCES INCGILD	John C MartinDirector	50,000	—	—	0	—
Nov 30, 2018 MForm 4 →	Dec 4, 8:09 pm EST	TherapeuticsMD, Inc.TXMD	Brian BernickDirector	182,800	—	—	183,310	—
Dec 1, 2018 AForm 4 →	Dec 4, 8:12 pm EST	SIGMA LABS, INC.SGLB	John Reynolds RicePresident and CEO, Director	22,916	—	—	22,916	—
Dec 1, 2018 JMForm 4 →	Dec 4, 8:21 pm EST	BIOGEN INC.BIIB	Chirfi GuindoEVP Glob. Mkt Acc & Cust Innov	1,168	—	—	2,342	—
Dec 1, 2018 MForm 4 →	Dec 4, 8:26 pm EST	AEROHIVE NETWORKS, INCHIVE	Stephen DebenhamVP, Gen. Counsel & Secretary	5,375	—	—	21,500	—
Dec 1, 2018 MForm 4 →	Dec 4, 8:26 pm EST	AEROHIVE NETWORKS, INCHIVE	Alan AmrodSVP, Products and Sales, Director	12,500	—	—	50,000	—
Dec 1, 2018 CMForm 4 →	Dec 4, 8:27 pm EST	Wayfair Inc.W	Steve OblakChief Merchandising Officer	1,500	—	—	0	—
Dec 1, 2018 MForm 4 →	Dec 4, 8:28 pm EST	AEROHIVE NETWORKS, INCHIVE	John RitchieSVP, CFO & COO	10,625	—	—	42,500	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:36 pm EST	MITEL NETWORKS CORPMITL	John Anthony BellomoSee Remarks	46,575	—	—	0	—
Nov 30, 2018 DJForm 4 →	Dec 4, 8:37 pm EST	MITEL NETWORKS CORPMITL	Michael William McCarthyOther	76,907	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:38 pm EST	MITEL NETWORKS CORPMITL	Stavros PethakasVice President Global Tax	54,375	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 8:39 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Kevin J ZugibeChairman, CEO, Director	908,162	—	—	423,600	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:40 pm EST	MITEL NETWORKS CORPMITL	Graham BevingtonSee Remarks	406,863	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:41 pm EST	MITEL NETWORKS CORPMITL	Wesley Dean DurowChief Marketing Officer	244,100	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:41 pm EST	MITEL NETWORKS CORPMITL	John P McHughDirector	156,270	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:44 pm EST	MITEL NETWORKS CORPMITL	Mahawa Vanessa TouraySee Remarks	85,325	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:44 pm EST	MITEL NETWORKS CORPMITL	Sudhakar RamakrishnaDirector	77,000	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:45 pm EST	MITEL NETWORKS CORPMITL	Terence H MatthewsChairman of the Board, Director	196,923	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 8:48 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Brian F ColemanPresident, COO, Director	910,400	—	—	507,100	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:48 pm EST	MITEL NETWORKS CORPMITL	Peter CharbonneauDirector	136,493	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:49 pm EST	MITEL NETWORKS CORPMITL	Martha Helena BejarDirector	59,500	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:49 pm EST	MITEL NETWORKS CORPMITL	Thomas Gerald LokarSee Remarks	353,748	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:52 pm EST	MITEL NETWORKS CORPMITL	Colin Ross McAnuffSee Remarks	40,625	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:53 pm EST	MITEL NETWORKS CORPMITL	Gregory James HiscockSee Remarks.	71,800	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:55 pm EST	MITEL NETWORKS CORPMITL	David M WilliamsDirector	53,960	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:56 pm EST	MITEL NETWORKS CORPMITL	Benjamin BallDirector	230,234	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:57 pm EST	MITEL NETWORKS CORPMITL	Steven Edward SpoonerChief Financial Officer	958,850	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:58 pm EST	MITEL NETWORKS CORPMITL	Robert Dale AgnesSee Remarks	288,050	—	—	0	—
Nov 30, 2018 DForm 4 →	Dec 4, 8:59 pm EST	MITEL NETWORKS CORPMITL	Richard D McBeeSee Remarks, Director	1,939,562	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 9:00 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	William J PetersCFO, SVP & Treasurer	10,000	—	—	59,600	—
Nov 30, 2018 DForm 4 →	Dec 4, 9:01 pm EST	MITEL NETWORKS CORPMITL	Todd AbbottEVP Sales and Services	212,250	—	—	0	—
Dec 12, 2018 MForm 4 →	Dec 4, 9:01 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Floyd F. PetersenDirector	29,278	—	—	29,278	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:01 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Nat KrishnamurtiVice President, CFO	442,800	—	—	247,100	—
Dec 3, 2018 MForm 4 →	Dec 4, 9:03 pm EST	ILLUMINA INCILMN	Robert S EpsteinDirector	1,000	—	—	9,000	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:08 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Otto C MorchDirector	83,155	—	—	42,553	—
Dec 1, 2018 MForm 4 →	Dec 4, 9:09 pm EST	MYERS INDUSTRIES INCMYE	Matteo AnversaEVP, CFO and Corp. Secretary	5,319	—	—	5,319	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:16 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Vincent P AbbatecolaDirector	81,689	—	—	42,553	—
Nov 30, 2018 DForm 4 →	Dec 4, 9:18 pm EST	CARROLS RESTAURANT GROUP, INC.TAST	Burger King Holdings Inc +2Director, 10% Owner	93	—	—	7	—
Dec 3, 2018 MForm 4 →	Dec 4, 9:20 pm EST	Sunrun Inc.RUN	Lynn Michelle JurichChief Executive Officer, Director	33,734	—	—	388,805	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:24 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Dominic J MonettaDirector	74,163	—	—	42,553	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:25 pm EST	NETFLIX INCNFLX	Kelly BennettChief Marketing Officer	682	—	—	682	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:25 pm EST	NETFLIX INCNFLX	Reed HastingsCEO, Director	20,597	—	—	20,597	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:25 pm EST	NETFLIX INCNFLX	David A HymanGeneral Counsel	2,350	—	—	2,350	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:26 pm EST	NETFLIX INCNFLX	Jessica NealChief Talent Officer	256	—	—	256	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:26 pm EST	NETFLIX INCNFLX	Gregory K PetersChief Product Officer	4,737	—	—	4,737	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:26 pm EST	NETFLIX INCNFLX	Theodore A SarandosChief Content Officer	10,227	—	—	10,227	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:26 pm EST	NETFLIX INCNFLX	David B WellsCFO	1,758	—	—	1,758	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:27 pm EST	NETFLIX INCNFLX	Richard N BartonDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:27 pm EST	NETFLIX INCNFLX	A George BattleDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:27 pm EST	NETFLIX INCNFLX	Rodolphe BelmerDirector	215	—	—	215	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:27 pm EST	NETFLIX INCNFLX	Mathias DopfnerDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:28 pm EST	NETFLIX INCNFLX	Timothy M HaleyDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:28 pm EST	NETFLIX INCNFLX	Leslie J KilgoreDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:28 pm EST	NETFLIX INCNFLX	Ann MatherDirector	216	—	—	216	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:29 pm EST	NETFLIX INCNFLX	Susan E RiceDirector	215	—	—	215	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:29 pm EST	NETFLIX INCNFLX	Bradford L SmithDirector	216	—	—	216	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:32 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Richard ParrilloDirector	81,689	—	—	42,553	—
Dec 3, 2018 MForm 4 →	Dec 4, 9:33 pm EST	ANAPTYSBIO INCANAB	Dominic PiscitelliChief Financial Officer	37,000	—	—	133,241	—
Dec 3, 2018 MForm 4 →	Dec 4, 9:37 pm EST	SCHWAB CHARLES CORPSCHW	Terri R KallsenEVP - Investor Services	4,053	—	—	0	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:38 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Eric A ProutyDirector	42,553	—	—	42,553	—
Dec 3, 2018 AForm 4 →	Dec 4, 9:39 pm EST	NETFLIX INCNFLX	Anne M SweeneyDirector	216	—	—	216	—
Nov 30, 2018 AForm 4 →	Dec 4, 9:45 pm EST	HUDSON TECHNOLOGIES INC /NYHDSN	Stephen P MandracchiaVP Legal & Regulatory	342,794	—	—	147,094	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:00 am EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	100,000	—	—	300,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:00 am EST	NOVAGOLD RESOURCES INCNG	Gregory A. LangPresident and CEO, Director	165,150	—	—	1,100,000	—
Dec 4, 2018 MForm 4 →	Dec 6, 6:00 am EST	Midland States Bancorp, Inc.MSBI	Leon J HolschbachCEO, Director	400	—	—	9,790	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:01 am EST	PUBLIC SERVICE ENTERPRISE GROUP INCPEG	Ralph IzzoChairman, President and CEO, Director	28,992	—	—	231,933	—
Dec 3, 2018 AForm 4 →	Dec 6, 6:06 am EST	ZIMMER BIOMET HOLDINGS, INC.ZBH	Ivan TornosGroup President, Orthopedics	54,380	—	—	8,140	—
Dec 5, 2018 DForm 4 →	Dec 6, 6:12 am EST	American Railcar Industries, Inc.ARII	John R O'BryanPresident and CEO	64,497	—	—	0	—
Dec 5, 2018 DForm 4 →	Dec 6, 6:13 am EST	American Railcar Industries, Inc.ARII	Steven J UngerSVP & CCO	27,361	—	—	0	—
Dec 5, 2018 DForm 4 →	Dec 6, 6:15 am EST	American Railcar Industries, Inc.ARII	Yevgeny FundlerSVP, GC and Secretary	56,555	—	—	0	—
Apr 2, 2018 AForm 4 →	Dec 6, 6:17 am EST	NEWMARK GROUP, INC.NMRK	Michael J. RispoliChief Financial Officer	8,093	—	—	17,081	—	late
Dec 5, 2018 DForm 4 →	Dec 6, 6:19 am EST	American Railcar Industries, Inc.ARII	Luke M WilliamsSVP, CFO and Treasurer	46,668	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 6:23 am EST	AMERICOLD REALTY TRUSTNYSE: COLD	Jeffrey M GaultSee Remarks, Director	166,958	—	—	834,789	—
Dec 4, 2018 MForm 4 →	Dec 6, 7:59 am EST	International Stem Cell CORPISCO.OB	Sophia GarnetteVP, Legal Affairs & Operations	10,636	—	—	40,273	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:02 am EST	International Stem Cell CORPISCO.OB	Russell KernEVP and CSO, Director, 10% Owner	1,800	—	—	88,200	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:04 am EST	NEWTOWN LANE MARKETING INCNTWN	Jonathan J LedeckyPresident, Director, 10% Owner	—	—	—	—	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:27 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	John BarrDirector	285	—	—	32,673	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:28 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Lisa Ann DavisDirector	41	—	—	4,694	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:29 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Kimberly J McWatersDirector	271	—	—	31,083	—
Dec 4, 2018 MForm 4 →	Dec 6, 8:30 am EST	CHARLES RIVER LABORATORIES INTERNATIONAL INCCRL	Robert J BertoliniDirector	4,540	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:30 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Roger S Penske Jr.Director	36	—	—	4,123	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:31 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Sandra E. PierceDirector	53	—	—	6,088	—
Dec 4, 2018 AForm 4 →	Dec 6, 8:32 am EST	PENSKE AUTOMOTIVE GROUP, INC.PAG	Greg C SmithDirector	36	—	—	4,123	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:42 am EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Hans Ulrich MaerkiDirector	2,600	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:51 am EST	FEDERAL REALTY INVESTMENT TRUSTFRT	Donald C WoodTrustee, President and CEO, Director	12,210	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 8:54 am EST	TEMPUR SEALY INTERNATIONAL, INC.TPX	David MontgomeryEVP & President, International	45,000	—	—	0	—
Dec 5, 2018 MForm 4 →	Dec 6, 8:57 am EST	TRIO-TECH INTERNATIONALTRT	A Charles WilsonDirector	—	—	—	—	—
Dec 5, 2018 MForm 4 →	Dec 6, 8:58 am EST	TRIO-TECH INTERNATIONALTRT	Richard M HorowitzDirector	—	—	—	—	—
Dec 3, 2018 MForm 4 →	Dec 6, 9:11 am EST	CUMMINS INCCMI	Marya M RoseV.P. - CAO	10,970	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 9:18 am EST	TOLL BROTHERS INCTOL	Martin P. ConnorChief Financial Officer	17,924	—	—	17,924	—
Dec 4, 2018 MForm 4 →	Dec 6, 9:30 am EST	TripAdvisor, Inc.TRIP	Seth J KalvertSVP, GC, Sec.	15,653	—	—	34,347	—
Dec 4, 2018 MForm 4 →	Dec 6, 9:31 am EST	BRADY CORPBRC	Conrad G GoodkindDirector	6,000	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 9:32 am EST	BRADY CORPBRC	Patrick W AllenderDirector	6,000	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 9:33 am EST	National Western Life Group, Inc.NWLI	Russell S. MoodyOther	1,000	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 9:34 am EST	TOLL BROTHERS INCTOL	Douglas C. Yearley Jr.Chief Executive Officer, Director	71,813	—	—	71,813	—
Dec 4, 2018 MForm 4 →	Dec 6, 9:36 am EST	National Western Life Group, Inc.NWLI	Robert L Moody10% Owner	8,500	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 9:39 am EST	TOLL BROTHERS INCTOL	Richard T. HartmanPresident	21,764	—	—	21,764	—
Dec 3, 2018 AForm 4 →	Dec 6, 9:48 am EST	TOLL BROTHERS INCTOL	Robert I TollExecutive Chairman, Director	24,043	—	—	24,043	—
Dec 3, 2018 MForm 4 →	Dec 6, 10:15 am EST	HOME BANCSHARES INCHOMB	Alex R LieblongDirector	2,577	—	—	1,425	—
Dec 3, 2018 MForm 4 →	Dec 6, 10:28 am EST	HALLIBURTON COHAL	Anne L. BeatySenior VP, Finance	7,200	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 10:53 am EST	Woodward, Inc.WWD	Christopher FawzyVP, Gen Counsel & Corp Sec	3,000	—	—	3,000	—
Nov 6, 2018 AForm 4 →	Dec 6, 11:00 am EST	OMNICELL, IncOMCL	Joseph Brian SpearsChief Accounting Officer & VP	7,500	—	—	7,500	—	late
Dec 4, 2018 AForm 4 →	Dec 6, 11:01 am EST	ARCH COAL INCARCH	Patrick J Bartels Jr.Director	1,450	—	—	1,450	—
Dec 5, 2018 MForm 4 →	Dec 6, 11:20 am EST	NOVAGOLD RESOURCES INCNG	David DeisleyExec. VP & General Counsel	7,882	—	—	292,118	—
Dec 4, 2018 MForm 4 →	Dec 6, 11:36 am EST	INTRICON CORPIIN	Mark Stephen GorderPresident and CEO, Director	20,000	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 12:12 pm EST	RESMED INCRMD	David PendarvisChief Administrative Officer	4,455	—	—	17,828	—
Dec 4, 2018 MForm 4 →	Dec 6, 12:12 pm EST	VOLT INFORMATION SCIENCES, INC.VISI	Linda PerneauPresident and CEO	9,485	—	—	18,970	—
Dec 3, 2018 MForm 4 →	Dec 6, 12:23 pm EST	HORTON D R INC /DE/DHI	Bill W WheatEVP and CFO	24,000	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 6, 12:23 pm EST	SMART Global Holdings, Inc.SGH	Iain MacKenzieDirector	52,404	—	—	0	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:38 pm EST	HELEN OF TROY LTDHELE	Gary B AbromovitzDirector	—	—	—	0	—
Dec 3, 2018 CForm 4/A →	Dec 6, 12:40 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	James R ScottDirector, 10% Owner	1,150	—	—	2,297,692	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:41 pm EST	HELEN OF TROY LTDHELE	Vincent D CarsonDirector	—	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 12:42 pm EST	TOWN SPORTS INTERNATIONAL HOLDINGS INCCLUB	Thomas J Galligan IIIDirector	1,000	—	—	0	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:43 pm EST	HELEN OF TROY LTDHELE	Thurman K CaseDirector	—	—	—	0	—
Dec 4, 2018 CForm 4 →	Dec 6, 12:43 pm EST	FIRST INTERSTATE BANCSYSTEM INCFIBK	James R ScottDirector, 10% Owner	637	—	—	45,187	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:44 pm EST	HELEN OF TROY LTDHELE	Krista BerryDirector	—	—	—	0	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:46 pm EST	HELEN OF TROY LTDHELE	Timothy F MeekerDirector	—	—	—	0	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:50 pm EST	HELEN OF TROY LTDHELE	Beryl RaffDirector	—	—	—	0	—
Dec 5, 2018 MForm 4 →	Dec 6, 12:50 pm EST	Bridgewater Bancshares IncBWB	Jerry J. BaackPresident & CEO, Director	25,000	—	—	125,000	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:52 pm EST	HELEN OF TROY LTDHELE	William SusetkaDirector	—	—	—	0	—
Dec 3, 2018 AXForm 4 →	Dec 6, 12:53 pm EST	HELEN OF TROY LTDHELE	Darren G WoodyDirector	—	—	—	0	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:21 pm EST	Trilogy Metals Inc.TMQ	Tony GiardiniDirector	1,343	—	—	187,167	—
Dec 3, 2018 AForm 4 →	Dec 6, 1:23 pm EST	CASI Pharmaceuticals, Inc.CASI	Ken Keyong RenChief Executive Officer, Director	720,000	—	—	720,000	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:29 pm EST	Trilogy Metals Inc.TMQ	William Beckwith HaydenDirector	1,343	—	—	82,283	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:32 pm EST	Trilogy Metals Inc.TMQ	William L. Iggiagruk HensleyDirector	1,343	—	—	80,244	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:35 pm EST	Trilogy Metals Inc.TMQ	Gregory A. LangDirector	1,343	—	—	181,717	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:38 pm EST	Trilogy Metals Inc.TMQ	Kalidas V MadhavpeddiDirector	1,343	—	—	192,317	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:42 pm EST	Trilogy Metals Inc.TMQ	Gerald James McConnellDirector	1,343	—	—	178,117	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:50 pm EST	Trilogy Metals Inc.TMQ	Janice StairsDirector	1,343	—	—	186,017	—
Dec 3, 2018 MForm 4 →	Dec 6, 1:50 pm EST	METTLER TOLEDO INTERNATIONAL INC/MTD	Marc de la GuerroniereHead of Eur & NA Market Orgs.	18,230	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 1:51 pm EST	INDEPENDENCE HOLDING COIHC	Teresa A HerbertChief Financial Officer, SVP, Director	24,000	—	—	23,300	—
Dec 4, 2018 AForm 4 →	Dec 6, 1:52 pm EST	Trilogy Metals Inc.TMQ	Diana J WaltersDirector	1,343	—	—	104,989	—
Dec 4, 2018 MForm 4 →	Dec 6, 1:54 pm EST	INDEPENDENCE HOLDING COIHC	Roy T K ThungChairman and CEO, Director	25,000	—	—	151,000	—
Dec 3, 2018 MForm 4 →	Dec 6, 1:58 pm EST	ULTRALIFE CORPULBI	Philip A FainCFO and Treasurer	50,000	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 2:15 pm EST	TIMBERLAND BANCORP INCTSBK	Edward Colman FosterEVP	2,700	—	—	8,600	—
Dec 4, 2018 MForm 4 →	Dec 6, 2:18 pm EST	RAYMOND JAMES FINANCIAL INCRJF	Jodi PerryPresident, ICD for RJFS	206	—	—	0	—
Dec 4, 2018 MForm 4 →	Dec 6, 2:25 pm EST	Inogen IncINGN	Alison BauerleinEVP, Finance, & CFO	19,000	—	—	10,845	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:32 pm EST	FORD MOTOR COF	Stephen G ButlerDirector	4,271	—	—	123,196	—
Dec 4, 2018 MForm 4 →	Dec 6, 2:33 pm EST	HORMEL FOODS CORP /DE/HRL	Susan K NestegardDirector	21,232	—	—	0	—
Dec 3, 2018 AMForm 4 →	Dec 6, 2:35 pm EST	ROCKWELL AUTOMATION INCROK	Sujeet ChandSr VP & Chief Tech. Officer	18,500	—	—	11,400	—
Dec 3, 2018 MForm 4 →	Dec 6, 2:37 pm EST	NETGEAR, INCNTGR	Patrick Cs LoChairman and CEO, Director	11,666	—	—	36,667	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:38 pm EST	FORD MOTOR COF	Kimberly A CasianoDirector	3,437	—	—	78,730	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:42 pm EST	FORD MOTOR COF	Anthony F Earley Jr.Director	2,407	—	—	65,946	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:45 pm EST	FORD MOTOR COF	William Clay Ford Jr.Exec. Chairman and Chairman, Director	52	—	—	3,484	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:46 pm EST	FORD MOTOR COF	James P HackettPresident and CEO, Director	17	—	—	1,140	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:46 pm EST	FORD MOTOR COF	William W HelmanDirector	594	—	—	39,118	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:47 pm EST	FORD MOTOR COF	William E KennardDirector	1,023	—	—	66,519	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:48 pm EST	FORD MOTOR COF	John C LechleiterDirector	1,970	—	—	122,896	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:48 pm EST	FORD MOTOR COF	Ellen R MarramDirector	5,067	—	—	78,730	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:49 pm EST	FORD MOTOR COF	John L ThorntonDirector	4,604	—	—	303,100	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:50 pm EST	FORD MOTOR COF	John B VeihmeyerDirector	321	—	—	20,894	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:51 pm EST	FORD MOTOR COF	Lynn M VojvodichDirector	549	—	—	35,739	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:52 pm EST	FORD MOTOR COF	John S WeinbergDirector	1,020	—	—	66,364	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:54 pm EST	FORD MOTOR COF	Edsel B Ford IIDirector	2,434	—	—	160,284	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:57 pm EST	SAExploration Holdings, Inc.SAEX	L Melvin CooperDirector	26,110	—	—	26,110	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:58 pm EST	SAExploration Holdings, Inc.SAEX	Gary DaltonDirector	26,110	—	—	26,110	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:58 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Norman J AbdallahPresident/CEO, Director	71,429	—	—	71,429	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:58 pm EST	SAExploration Holdings, Inc.SAEX	Michael FaustDirector	26,110	—	—	26,110	—
Dec 3, 2018 AForm 4 →	Dec 6, 2:59 pm EST	SAExploration Holdings, Inc.SAEX	Alan B. MenkesDirector	26,110	—	—	26,110	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:00 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Sharron Mia MeachemChief Marketing Officer	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:02 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Brandon Charles Coleman IIIPresident, Grille	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:03 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Adam Scott HalbergPresident, Barcelona Wine Bar	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:04 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Sabato Dominic Sagaria IIIPresident, bartaco	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:05 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Scott Charles SmithPresident, Double Eagle	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:06 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Juan SalasChief Technology Officer	8,929	—	—	8,929	—
Dec 3, 2018 MForm 4 →	Dec 6, 3:06 pm EST	TRIMBLE INC.TRMB	James A KirklandSenior Vice President	12,708	—	—	0	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:07 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	William Jasper WilsonVP, Controller	2,679	—	—	2,679	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:08 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Thomas G DritsasSVP, Culinary & Exec. Chef	4,464	—	—	4,464	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:09 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	William S MartensChief Development Officer	8,929	—	—	8,929	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:09 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	Neil H ThomsonChief Financial Officer	23,214	—	—	23,214	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:10 pm EST	Del Frisco's Restaurant Group, Inc.DFRG	April L ScopaChief People Officer	8,929	—	—	8,929	—
Dec 3, 2018 MForm 4 →	Dec 6, 3:14 pm EST	ROCKWELL AUTOMATION INCROK	Theodore D CrandallSenior Vice President	11,540	—	—	0	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:19 pm EST	OSHKOSH CORPOSK	John J BryantEVP and Pres, Defense Segment	28	—	—	2,196	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:19 pm EST	OSHKOSH CORPOSK	Bryan K BrandtSVP & Chief Marketing Officer	18	—	—	1,132	—
Dec 3, 2018 AForm 4 →	Dec 6, 3:20 pm EST	OSHKOSH CORPOSK	Anupam KhareSVP/Chief Information Officer	14	—	—	3,764	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:21 pm EST	OSHKOSH CORPOSK	Joseph H KimmittExecutive Vice President	24	—	—	1,605	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:26 pm EST	OSHKOSH CORPOSK	Wilson R JonesPresident and CEO, Director	284	—	—	19,051	—
Dec 3, 2018 MForm 4 →	Dec 6, 3:26 pm EST	RGC RESOURCES INCRGCO	Robert L Wells IIVP, Information Technology	1,000	—	—	3,000	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:27 pm EST	OSHKOSH CORPOSK	James W. JohnsonExec. VP & Pres., Fire & Emerg	26	—	—	1,875	—
Dec 4, 2018 AMForm 4 →	Dec 6, 3:27 pm EST	OSHKOSH CORPOSK	R Scott GrennierSenior VP and Treasurer	21	—	—	1,419	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:28 pm EST	OSHKOSH CORPOSK	James C FreedersSenior VP and Controller	8	—	—	709	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:28 pm EST	OSHKOSH CORPOSK	Ignacio A CortinaEVP, Gen. Counsel & Secretary	30	—	—	2,196	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:43 pm EST	OSHKOSH CORPOSK	Frank R. NerenhausenEVP & Pres. Access Segment	36	—	—	2,669	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:44 pm EST	OSHKOSH CORPOSK	Bradley M. NelsonSVP & Pres. Commercial Segment	24	—	—	1,605	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:44 pm EST	OSHKOSH CORPOSK	Robert S MessinaSenior VP, Engineering & Tech.	20	—	—	1,352	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:53 pm EST	OSHKOSH CORPOSK	David M. SagehornExec. VP and CFO	72	—	—	4,848	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:54 pm EST	OSHKOSH CORPOSK	Robert H SimsEVP & Chief HR Officer	35	—	—	1,656	—
Dec 3, 2018 MForm 4 →	Dec 6, 3:54 pm EST	Amphastar Pharmaceuticals, Inc.AMPH	Jason B. ShandellPresident and General Counsel, Director	16,630	—	—	0	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:55 pm EST	OSHKOSH CORPOSK	Tina R. SchonerSVP, Chief Procurement Officer	9	—	—	1,250	—
Dec 3, 2018 AMForm 4 →	Dec 6, 3:56 pm EST	ROCKWELL AUTOMATION INCROK	Patrick P. GorisSr. VP and CFO	20,920	—	—	19,400	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.