SEC Form 4 · accession 0000045012-18-000179
HALLIBURTON CO · HAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anne L. Beaty
Officer — Senior VP, Finance
Period of report
Dec 3, 2018
Accepted (ET)
Dec 6, 2018 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000045012
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 7,200 | $19.45 | A | 62,196 | D | |
| Common StockF1 | Dec 3, 2018 | S | 7,200 | $32.33 | D | 54,996 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Option to Buy Common StockF2 | $19.45 | Dec 3, 2018 | M | 7,200 | D | Jan 2, 2009 | Jan 2, 2019 | Common Stock | 7,200 | 0 | D |
| Option to Buy Common Stock | $43.38 | holding | — | — | — | Dec 6, 2017 | Dec 6, 2027 | Common Stock | 5,800 | 5,800 | D |
| Option to Buy Common Stock | $55.68 | holding | — | — | — | Jan 3, 2017 | Jan 3, 2027 | Common Stock | 17,574 | 17,574 | D |
| Option to Buy Common Stock | $34.48 | holding | — | — | — | Jan 4, 2016 | Jan 4, 2026 | Common Stock | 29,412 | 29,412 | D |
| Option to Buy Common Stock | $39.49 | holding | — | — | — | Jan 2, 2015 | Jan 2, 2025 | Common Stock | 17,526 | 17,526 | D |
| Option to Buy Common Stock (11/2013) | $53.13 | holding | — | — | — | Nov 5, 2013 | Nov 5, 2023 | Common Stock | 10,000 | 10,000 | D |
| Option to Buy Common Stock (01/13) | $36.31 | holding | — | — | — | Jan 3, 2013 | Jan 3, 2023 | Common Stock | 9,300 | 9,300 | D |
| Option to Buy Common Stock | $34.15 | holding | — | — | — | Jan 3, 2012 | Jan 3, 2022 | Common Stock | 7,500 | 7,500 | D |
| Option to Buy Common Stock | $31.65 | holding | — | — | — | Jan 5, 2010 | Jan 5, 2020 | Common Stock | 9,500 | 9,500 | D |
Explanation of responses
- F1The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2018.
- F2Options disposed of through exercise pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 12, 2018.