SEC Form 4 · accession 0001010541-18-000026
HUDSON TECHNOLOGIES INC /NY · HDSN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen P Mandracchia
Officer — VP Legal & Regulatory
Period of report
Nov 30, 2018
Accepted (ET)
Dec 4, 2018 · 9:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000925528
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $1.09 | Nov 30, 2018 | A | 195,700 | A | Nov 30, 2018 | Nov 30, 2021 | Common Stock | 195,700 | 195,700 | D |
| Stock Option (Right to Buy)F1 | $1.09 | Nov 30, 2018 | A | 147,094 | A | Apr 10, 2019 | Nov 30, 2021 | Common Stock | 147,094 | 147,094 | D |
Explanation of responses
- F1Options vest quarterly in four equal installments commencing with the 1st quarter 2019 and ending with the 4th quarter 2019, with vesting conditioned upon continued compliance with term loan financial covenants.