SEC Form 4 · accession 0001415889-18-001727
TRIO-TECH INTERNATIONAL · TRT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard M Horowitz
Director
Period of report
Dec 5, 2018
Accepted (ET)
Dec 6, 2018 · 8:58 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000732026
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 5, 2018 | M | 10,000 | $3.10 | A | 344,364 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (right to buy) | $3.10 | Dec 5, 2018 | M | — | D | Dec 9, 2013 | Dec 8, 2018 | Common Stock | — | — | D |