Insider · CIK 0001604800

Jeffrey T L Smith

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market buys & salesbuys $0 · 0sales $5.8M · 27net −$5.8M

Reported trades — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 3, 2018 SForm 4 →	Dec 4, 6:39 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,044	$13.84	$69,826	831	−85.9%	plan?
Dec 3, 2018 MForm 4 →	Dec 4, 6:39 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,044	$0.99	$4,994	5,875	—	plan?
Nov 1, 2018 SForm 4 →	Nov 5, 5:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$13.42	$67,637	831	−85.8%	plan?
Nov 1, 2018 MForm 4 →	Nov 5, 5:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$0.99	$4,990	5,871	—	plan?
Oct 1, 2018 SForm 4 →	Oct 3, 6:33 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$15.54	$78,329	831	−85.8%	plan?
Oct 1, 2018 MForm 4 →	Oct 3, 6:33 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$0.99	$4,990	5,871	—	plan?
Sep 4, 2018 SForm 4 →	Sep 6, 5:08 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$18.00	$90,699	831	−85.8%	plan?
Sep 4, 2018 MForm 4 →	Sep 6, 5:08 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$0.99	$4,990	5,871	—	plan?
Aug 1, 2018 SForm 4 →	Aug 2, 5:48 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$19.54	$98,489	831	−85.8%	plan?
Aug 1, 2018 MForm 4 →	Aug 2, 5:48 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	$0.99	$4,990	5,871	—	plan?
Jul 2, 2018 SForm 4 →	Jul 3, 5:28 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$15.49	$188,364	831	−93.6%	plan?
Jul 2, 2018 MForm 4 →	Jul 3, 5:28 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$1.38	$16,739	12,992	—	plan?
Jun 1, 2018 SForm 4 →	Jun 5, 5:41 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$17.85	$217,127	831	−93.6%	plan?
Jun 1, 2018 MForm 4 →	Jun 5, 5:41 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$1.38	$16,739	12,992	—	plan?
May 16, 2018 SForm 4 →	May 18, 5:57 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$15.03	$182,758	831	−93.6%	plan?
May 16, 2018 MForm 4 →	May 18, 5:57 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	$1.38	$16,739	12,992	—	plan?
Jun 20, 2017 SForm 4 →	Jun 22, 6:12 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	585	$20.00	$11,700	831	−41.3%	plan?
Jun 20, 2017 MForm 4 →	Jun 22, 6:12 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	585	$0.99	$579	1,416	—	plan?
Dec 1, 2016 SForm 4 →	Dec 5, 6:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$22.78	$68,328	831	−78.3%	plan?
Dec 1, 2016 MForm 4 →	Dec 5, 6:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$1.65	$4,950	3,831	—	plan?
Nov 1, 2016 SForm 4 →	Nov 3, 6:39 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$24.34	$73,032	0	−100%	plan?
Nov 1, 2016 MForm 4 →	Nov 3, 6:39 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$1.65	$4,950	3,000	—	plan?
Oct 3, 2016 SForm 4 →	Oct 5, 7:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$31.14	$93,415	0	−100%	plan?
Oct 3, 2016 MForm 4 →	Oct 5, 7:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$1.65	$4,950	3,000	—	plan?
Sep 1, 2016 SForm 4 →	Sep 6, 6:34 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$32.49	$97,483	0	−100%	plan?
Sep 1, 2016 MForm 4 →	Sep 6, 6:34 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$1.65	$4,950	3,000	—	plan?
Aug 15, 2016 SForm 4 →	Aug 17, 6:55 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$31.17	$93,512	0	−100%	plan?
Aug 15, 2016 MForm 4 →	Aug 17, 6:55 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	$1.65	$4,950	3,000	—	plan?
Jun 3, 2016 SForm 4 →	Jun 7, 7:32 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	16,090	$30.20	$485,933	0	−100%	plan?
Jun 3, 2016 MForm 4 →	Jun 7, 7:32 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	16,090	$1.27	$20,354	16,090	—	plan?
Dec 1, 2015 SForm 4 →	Dec 3, 9:02 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	4,272	$37.24	$159,104	0	−100%	plan?
Dec 1, 2015 MForm 4 →	Dec 3, 9:02 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	4,272	$0.385	$1,645	4,272	—	plan?
Nov 2, 2015 SForm 4 →	Nov 4, 9:42 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$33.67	$131,299	0	−100%	plan?
Nov 2, 2015 MForm 4 →	Nov 4, 9:42 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Oct 1, 2015 SForm 4 →	Oct 5, 6:16 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$32.25	$125,778	0	−100%	plan?
Oct 1, 2015 MForm 4 →	Oct 5, 6:16 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Sep 1, 2015 SForm 4 →	Sep 3, 6:01 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$38.50	$150,165	0	−100%	plan?
Sep 1, 2015 MForm 4 →	Sep 3, 6:01 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Aug 3, 2015 SForm 4 →	Aug 5, 6:26 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$45.64	$178,003	0	−100%	plan?
Aug 3, 2015 MForm 4 →	Aug 5, 6:26 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Jul 1, 2015 SForm 4 →	Jul 6, 6:05 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$51.18	$199,616	0	−100%	plan?
Jul 1, 2015 MForm 4 →	Jul 6, 6:05 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Jun 1, 2015 SForm 4 →	Jun 3, 8:04 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$41.53	$161,969	0	−100%	plan?
Jun 1, 2015 MForm 4 →	Jun 3, 8:04 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
May 21, 2015 SForm 4 →	May 26, 7:53 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	61,818	$38.86	$2,402,523	0	−100%	plan?
May 21, 2015 MForm 4 →	May 26, 7:53 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	61,818	$0.055	$3,400	7,202	—	plan?
May 1, 2015 SForm 4 →	May 5, 6:22 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$25.67	$100,130	0	−100%	plan?
May 1, 2015 MForm 4 →	May 5, 6:22 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Apr 1, 2015 SForm 4 →	Apr 3, 6:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$27.43	$106,995	0	−100%	plan?
Apr 1, 2015 MForm 4 →	Apr 3, 6:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Mar 2, 2015 SForm 4 →	Mar 4, 5:35 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$26.25	$102,357	0	−100%	plan?
Mar 2, 2015 MForm 4 →	Mar 4, 5:35 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	3,900	—	plan?
Jan 26, 2015 SForm 4 →	Jan 28, 6:01 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$28.01	$109,237	0	−100%	plan?
Jan 26, 2015 MForm 4 →	Jan 28, 6:01 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	$0.385	$1,502	1,200	—	plan?

Reported trades — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake
Feb 6, 2019 AForm 4 →	Feb 8, 4:52 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	100,000	—	—	100,000	—
Dec 3, 2018 MForm 4 →	Dec 4, 6:39 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,044	—	—	0	—
Nov 1, 2018 MForm 4 →	Nov 5, 5:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	5,040	—	—	5,044	—
Oct 1, 2018 MForm 4 →	Oct 3, 6:33 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	—	—	10,084	—
Sep 4, 2018 MForm 4 →	Sep 6, 5:08 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	—	—	15,124	—
Aug 1, 2018 MForm 4 →	Aug 2, 5:48 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	5,040	—	—	20,164	—
Jul 2, 2018 MForm 4 →	Jul 3, 5:28 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	—	—	25,204	—
Jun 1, 2018 MForm 4 →	Jun 5, 5:41 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	—	—	30,244	—
May 16, 2018 MForm 4 →	May 18, 5:57 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	12,161	—	—	14,242	—
Feb 16, 2018 AForm 4 →	Feb 21, 5:36 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	60,000	—	—	60,000	—
Dec 14, 2017 AForm 4 →	Dec 18, 6:30 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	50,000	—	—	50,000	—
Jun 20, 2017 MForm 4 →	Jun 22, 6:12 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	585	—	—	40,324	—
Jan 27, 2017 AForm 4 →	Jan 31, 5:25 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	85,000	—	—	85,000	—
Dec 1, 2016 MForm 4 →	Dec 5, 6:47 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,000	—	—	21,363	—
Nov 1, 2016 MForm 4 →	Nov 3, 6:39 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	—	—	24,363	—
Oct 3, 2016 MForm 4 →	Oct 5, 7:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	—	—	27,363	—
Sep 1, 2016 MForm 4 →	Sep 6, 6:34 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	—	—	30,363	—
Aug 15, 2016 MForm 4 →	Aug 17, 6:55 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,000	—	—	33,363	—
Jun 3, 2016 MForm 4 →	Jun 7, 7:32 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	16,090	—	—	0	—
Jan 29, 2016 AForm 4 →	Feb 2, 7:03 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	100,000	—	—	100,000	—
Dec 1, 2015 MForm 4 →	Dec 3, 9:02 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	4,272	—	—	0	—
Nov 2, 2015 MForm 4 →	Nov 4, 9:42 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	4,272	—
Oct 1, 2015 MForm 4 →	Oct 5, 6:16 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	8,172	—
Sep 1, 2015 MForm 4 →	Sep 3, 6:01 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	12,072	—
Aug 3, 2015 MForm 4 →	Aug 5, 6:26 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	15,972	—
Jul 1, 2015 MForm 4 →	Jul 6, 6:05 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	19,872	—
Jun 1, 2015 MForm 4 →	Jun 3, 8:04 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	23,772	—
May 21, 2015 MForm 4 →	May 26, 7:53 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	61,818	—	—	0	—
May 1, 2015 MForm 4 →	May 5, 6:22 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	27,672	—
Apr 1, 2015 MForm 4 →	Apr 3, 6:02 pm EDT	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	31,572	—
Mar 2, 2015 MForm 4 →	Mar 4, 5:35 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	3,900	—	—	35,472	—
Jan 26, 2015 AMForm 4 →	Jan 28, 6:01 pm EST	ALDER BIOPHARMACEUTICALS INCALDR	53,900	—	—	39,372	—