Company · CIK 0000072971 · SIC 6021 — National Commercial Banks · NYSE

WELLS FARGO & COMPANY/MN · WFC

Insider activity reported against this company. All insider holders · Files at: NAD, NQP, NKG, NTC, NAZ, NUM, NZF, PMX and 15 more. On EDGAR ↗

Period1M 3M 6M 1Y 2Y All datashares as filed — not split-adjusted

Open-market activity at this companybuys $6.1M · 6sales $464.9M · 38net −$458.8M

Reported at this company — common stock

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 15, 2026 GForm 4 →	Jul 17, 12:30 pm EDT	Derek A. FlowersSr. EVP and Chief Risk Officer	135,932	—	—	341,740	—
Jun 15, 2026 FMForm 4 →	Jun 17, 1:00 pm EDT	Jason M. RosenbergSEVP & Head of Public Affairs	25,297	$83.73	$676,496	21,570	—
Mar 1, 2019 FMForm 4 →	Mar 5, 1:20 pm EST	Petros G PelosSr. Executive Vice President	2,197	$50.03	$109,893	1,010	—	plan?
Jan 7, 2019 AForm 4 →	Jan 9, 3:16 pm EST	Wayne M. HewettDirector	25	—	—	25	—	plan?
Dec 15, 2018 FMForm 4 →	Dec 17, 3:13 pm EST	Jonathan G. WeissSr. Executive Vice President	7,549	$46.54	$122,042	137,469	—	plan?
Dec 13, 2018 FMForm 4 →	Dec 14, 2:15 pm EST	Donald M JamesDirector	4,373	$36.63	$160,192	4,830	—	plan?
Dec 11, 2018 GForm 5 →	Feb 12, 2019, 3:03 pm EST	Timothy J SloanCEO & President, Director	6,805	—	—	835,503	—	plan?
Dec 3, 2018 MForm 4 →	Dec 4, 4:55 pm EST	John D Baker IIDirector	15,000	$21.35	$320,288	47,532	—	plan?
Aug 17, 2018 SForm 4 →	Aug 17, 4:21 pm EDT	Avid ModjtabaiSr. Executive Vice President	100,000	$58.71	$5,871,000	382,465	−20.7%	plan?
Aug 13, 2018 GForm 5 →	Feb 12, 2019, 2:51 pm EST	John R. ShrewsberrySenior Executive VP & CFO	15,764	—	—	0	—	plan?
Aug 13, 2018 SForm 4 →	Aug 14, 1:06 pm EDT	Hope A. HardisonSr. Executive Vice President	25,000	$58.01	$1,450,250	107,576	−18.9%	plan?
Aug 7, 2018 GForm 4 →	Aug 17, 4:21 pm EDT	Avid ModjtabaiSr. Executive Vice President	10,752	—	—	482,465	—	plan? late
Aug 2, 2018 GForm 4 →	Aug 14, 1:06 pm EDT	Hope A. HardisonSr. Executive Vice President	4,038	—	—	132,576	—	plan? late
Jul 28, 2018 FMForm 4 →	Jul 31, 1:17 pm EDT	Timothy J SloanCEO & President, Director	10,479	$58.63	$197,123	842,307	—	plan?
Jul 28, 2018 FMForm 4 →	Jul 31, 1:11 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	7,097	$58.63	$137,921	7,882	—	plan?
Jul 28, 2018 FMForm 4 →	Jul 31, 1:06 pm EDT	Avid ModjtabaiSr. Executive Vice President	6,986	$58.63	$131,413	5,376	—	plan?
Jul 28, 2018 FMForm 4 →	Jul 31, 1:01 pm EDT	Hope A. HardisonSr. Executive Vice President	3,549	$58.63	$68,993	2,128	—	plan?
Jun 25, 2018 LForm 5 →	Feb 12, 2019, 2:47 pm EST	James H. QuigleyDirector	1	$54.03	$37	2,444	—	plan?
May 24, 2018 FGMForm 4 →	Jul 24, 2:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	21,416	$56.41	$304,632	5,490	—	plan? late
May 24, 2018 SForm 4 →	May 25, 1:12 pm EDT	Petros G PelosSr. Executive Vice President	25,567	$54.76	$1,400,049	0	−100%	plan?
May 11, 2018 FGMForm 4 →	Jul 24, 2:32 pm EDT	Timothy J SloanCEO & President, Director	210,020	$56.41	$217,631	838,552	—	plan? late
Apr 24, 2018 AForm 4 →	Apr 26, 12:19 pm EDT	James H. QuigleyDirector	103	—	—	2,390	—	plan?
Apr 24, 2018 AForm 4 →	Apr 26, 12:14 pm EDT	Juan A PujadasDirector	3,428	—	—	5,783	—	plan?
Apr 24, 2018 AForm 4 →	Apr 26, 11:55 am EDT	Maria R MorrisDirector	69	—	—	89	—	plan?
Apr 24, 2018 AForm 4 →	Apr 26, 11:42 am EDT	Theodore F Craver Jr.Director	69	—	—	89	—	plan?
Apr 24, 2018 AForm 4 →	Apr 26, 11:38 am EDT	Celeste A. ClarkDirector	171	—	—	220	—	plan?
Apr 13, 2018 FGMForm 4 →	Jul 17, 1:22 pm EDT	Richard LevyExecutive VP & Controller	63,927	$55.36	$69,976	2,217	—	plan? late
Apr 4, 2018 FGMForm 4 →	Jul 24, 2:13 pm EDT	Hope A. HardisonSr. Executive Vice President	66,280	$56.41	$45,688	932	—	plan? late
Apr 3, 2018 FGMForm 4 →	Jul 24, 2:18 pm EDT	Avid ModjtabaiSr. Executive Vice President	173,208	$56.41	$145,064	2,873	—	plan? late
Mar 21, 2018 GForm 4 →	Apr 17, 12:58 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	169,608	—	—	348,848	—	plan? late
Mar 20, 2018 GForm 5 →	Feb 12, 2019, 2:43 pm EST	Michael J LoughlinSr. Executive Vice President	77,998	—	—	7	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:38 pm EDT	Jonathan G. WeissSr. Executive Vice President	156,973	$56.83	$3,066,783	135,165	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:32 pm EDT	Timothy J SloanCEO & President, Director	288,752	$56.83	$5,438,079	939,728	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	244,523	$56.83	$4,601,061	84,804	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:20 pm EDT	Petros G PelosSr. Executive Vice President	86,307	$56.83	$1,753,721	25,445	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:14 pm EDT	Avid ModjtabaiSr. Executive Vice President	243,215	$56.83	$4,563,977	82,596	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:08 pm EDT	Mary T MackSr. Executive Vice President	59,739	$56.83	$998,839	24,587	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 7:03 pm EDT	Michael J LoughlinSr. Executive Vice President	108,500	$56.83	$1,974,870	39,007	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 6:54 pm EDT	Richard LevyExecutive VP & Controller	80,174	$56.83	$1,449,191	30,818	—	plan?
Mar 15, 2018 FMForm 4 →	Mar 16, 6:48 pm EDT	Hope A. HardisonSr. Executive Vice President	87,269	$56.83	$1,606,516	30,840	—	plan?
Mar 12, 2018 FMForm 4 →	Mar 13, 3:05 pm EDT	Enrique Hernandez Jr.Director	15,892	$39.45	$626,865	42,710	—	plan?
Mar 1, 2018 FMForm 4/A →	Apr 3, 2:26 pm EDT	Petros G PelosSr. Executive Vice President	2,129	$57.31	$121,996	978	—	plan?
Mar 1, 2018 FMForm 4/A →	Apr 3, 2:18 pm EDT	Michael J LoughlinSr. Executive Vice President	20	$57.31	$1,134	7	—	plan?
Mar 1, 2018 FMForm 4 →	Mar 2, 4:04 pm EST	Petros G PelosSr. Executive Vice President	2,251	$57.31	$129,031	856	—	plan? amended
Mar 1, 2018 FMForm 4 →	Mar 2, 3:53 pm EST	Michael J LoughlinSr. Executive Vice President	19	$57.31	$1,111	8	—	plan? amended
Mar 1, 2018 MForm 4 →	Mar 2, 3:42 pm EST	Lloyd H DeanDirector	4,795	$57.31	$274,801	13,008	—	plan?
Feb 20, 2018 FMForm 4 →	Feb 21, 2:35 pm EST	Timothy J SloanCEO & President, Director	359,664	$43.61	$15,686,552	842,356	—	plan?
Feb 12, 2018 PForm 4 →	Feb 12, 1:18 pm EST	Ronald SargentDirector	9,000	$55.98	$503,820	18,050	+99.4%	plan?
Feb 7, 2018 IForm 4 →	Feb 8, 11:04 am EST	Timothy J SloanCEO & President, Director	17,379	$57.54	$1,000,000	18,958	—	plan?
Jan 2, 2018 AForm 4 →	Jan 4, 4:27 pm EST	Maria R MorrisDirector	20	—	—	20	—	plan?
Jan 2, 2018 AForm 4 →	Jan 4, 4:17 pm EST	Theodore F Craver Jr.Director	20	—	—	20	—	plan?
Jan 2, 2018 AForm 4 →	Jan 4, 4:12 pm EST	Celeste A. ClarkDirector	49	—	—	49	—	plan?
Dec 11, 2017 GForm 5 →	Feb 9, 2018, 1:39 pm EST	John R. ShrewsberrySenior Executive VP & CFO	422	—	—	264,044	—	plan?
Dec 6, 2017 GForm 5 →	Feb 14, 2018, 12:20 pm EST	Michael J LoughlinSr. Executive Vice President	5,000	—	—	252,372	—	plan?
Dec 4, 2017 SForm 4 →	Dec 6, 1:21 pm EST	Michael J LoughlinSr. Executive Vice President	17,482	$57.80	$1,010,460	257,972	−6.35%	plan?
Dec 4, 2017 FMForm 4 →	Dec 6, 1:12 pm EST	John S ChenDirector	15,951	$39.30	$626,848	39,703	—	plan?
Nov 30, 2017 FMForm 4 →	Dec 1, 1:47 pm EST	Timothy J SloanCEO & President, Director	367,891	$42.45	$15,615,649	790,439	—	plan?
Nov 30, 2017 SForm 4 →	Dec 1, 1:39 pm EST	John R. ShrewsberrySenior Executive VP & CFO	70,000	$56.90	$3,983,000	264,466	−20.9%	plan?
Nov 30, 2017 SForm 4 →	Dec 1, 1:32 pm EST	Richard LevyExecutive VP & Controller	97,000	$56.47	$5,477,590	65,222	−59.8%	plan?
Nov 17, 2017 SForm 4 →	Jan 24, 2018, 12:30 pm EST	Franklin R CodelFormer Senior EVP	5,393	$54.19	$292,234	87,226	−5.82%	plan? late
Sep 5, 2017 GForm 4 →	Dec 1, 1:39 pm EST	John R. ShrewsberrySenior Executive VP & CFO	1,637	—	—	334,466	—	plan? late
Sep 1, 2017 AForm 4 →	Sep 5, 1:29 pm EDT	Juan A PujadasDirector	2,355	—	—	2,355	—	plan?
Aug 15, 2017 GForm 4 →	Dec 6, 1:21 pm EST	Michael J LoughlinSr. Executive Vice President	5,582	—	—	257,372	—	plan? late
Aug 9, 2017 GForm 5 →	Feb 9, 2018, 1:17 pm EST	Hope A. HardisonSr. Executive Vice President	4,213	—	—	102,201	—	plan?
Aug 4, 2017 GForm 5 →	Feb 9, 2018, 1:33 pm EST	Avid ModjtabaiSr. Executive Vice President	10,238	—	—	394,493	—	plan?
Jul 28, 2017 FMForm 4 →	Aug 1, 1:48 pm EDT	Timothy J SloanCEO & President, Director	10,365	$53.30	$183,761	746,723	—	plan?
Jul 28, 2017 FGMForm 4 →	Aug 1, 1:41 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	17,142	$53.30	$128,319	2,205	—	plan?
Jul 28, 2017 FMForm 4 →	Aug 1, 1:33 pm EDT	Avid ModjtabaiSr. Executive Vice President	6,911	$53.30	$122,510	4,969	—	plan?
Jul 28, 2017 FMForm 4 →	Aug 1, 1:23 pm EDT	Michael J LoughlinSr. Executive Vice President	3,455	$53.30	$61,255	2,491	—	plan?
Jul 28, 2017 FMForm 4 →	Aug 1, 1:17 pm EDT	Hope A. HardisonSr. Executive Vice President	3,510	$53.30	$64,186	1,970	—	plan?
Jul 24, 2017 FMForm 4 →	Jul 25, 4:35 pm EDT	Franklin R CodelSr. Executive Vice President	15,331	$54.27	$269,680	92,619	—	plan?
Jul 22, 2017 FMForm 4 →	Jul 25, 4:17 pm EDT	Avid ModjtabaiSr. Executive Vice President	7,931	$54.17	$142,906	2,655	—	plan?
Jul 22, 2017 FMForm 4 →	Jul 25, 4:12 pm EDT	Michael J LoughlinSr. Executive Vice President	3,965	$54.17	$71,450	1,334	—	plan?
Jul 22, 2017 FMForm 4 →	Jul 25, 4:07 pm EDT	Hope A. HardisonSr. Executive Vice President	2,418	$54.17	$44,921	868	—	plan?
Jun 20, 2017 FGMForm 4 →	Jul 25, 4:21 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	51,623	$54.17	$299,241	5,061	—	plan? late
Jun 19, 2017 GForm 5 →	Feb 9, 2018, 1:11 pm EST	Elizabeth A DukeDirector	3,300	—	—	5,875	—	plan?
Jun 12, 2017 SForm 4 →	Jun 13, 2:11 pm EDT	Petros G PelosSr. Executive Vice President	24,708	$54.07	$1,335,962	0	−100%	plan?
Jun 9, 2017 SForm 4 →	Jun 9, 2:52 pm EDT	David M CarrollSenior Exec. Vice President	27,582	$53.28	$1,469,569	338,161	−7.54%	plan?
Jun 8, 2017 SForm 4 →	Jun 9, 2:56 pm EDT	Mary T MackSr. Executive Vice President	38,988	$52.58	$2,049,989	0	−100%	plan?
Jun 7, 2017 SForm 4 →	Jun 8, 1:21 pm EDT	Hope A. HardisonSr. Executive Vice President	20,000	$52.07	$1,041,400	100,831	−16.6%	plan?
Jun 6, 2017 IForm 4 →	Jun 8, 1:32 pm EDT	Mary T MackSr. Executive Vice President	27,135	$51.81	$1,405,868	30,755	—	plan?
Jun 5, 2017 FGMForm 4 →	Jul 25, 4:27 pm EDT	Timothy J SloanCEO & President, Director	27,207	$54.17	$214,302	743,253	—	plan? late
Jun 2, 2017 GForm 5 →	Feb 9, 2018, 1:26 pm EST	Cynthia MilliganDirector	1,932	—	—	6,743	—	plan?
Jun 1, 2017 SForm 4 →	Jun 2, 1:57 pm EDT	Michael J LoughlinSr. Executive Vice President	20,000	$52.16	$1,043,200	275,963	−6.76%	plan?
May 16, 2017 GForm 4 →	Jun 8, 1:21 pm EDT	Hope A. HardisonSr. Executive Vice President	28,516	—	—	120,831	—	plan? late
May 15, 2017 GForm 4 →	Jul 5, 1:27 pm EDT	Stephen W SangerDirector	4,702	—	—	82,185	—	plan? late
May 5, 2017 PForm 4 →	May 5, 2:24 pm EDT	Ronald SargentDirector	9,050	$55.15	$499,108	9,050	—	plan?
Apr 28, 2017 FGMForm 4 →	Jun 9, 1:34 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	171,579	$40.85	$6,810,323	17,757	—	plan? late
Apr 28, 2017 SForm 4 →	Apr 28, 3:13 pm EDT	Avid ModjtabaiSr. Executive Vice President	100,000	$54.21	$5,421,000	389,824	−20.4%	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 1:51 pm EDT	Susan SwensonDirector	3,300	—	—	104,954	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 1:47 pm EDT	Ronald SargentDirector	66	—	—	81	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 1:35 pm EDT	Federico F PenaDirector	3,300	—	—	26,366	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 1:30 pm EDT	Karen B PeetzDirector	66	—	—	339	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 1:25 pm EDT	Cynthia MilliganDirector	3,300	—	—	91,041	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 12:59 pm EDT	Enrique Hernandez Jr.Director	3,300	—	—	37,622	—	plan?
Apr 25, 2017 AForm 4 →	Apr 27, 12:55 pm EDT	Elizabeth A DukeDirector	1,650	—	—	1,750	—	plan?
Apr 18, 2017 FMForm 4 →	Apr 19, 1:10 pm EDT	Stephen W SangerDirector	12,437	$42.54	$529,063	2,451	—	plan?
Apr 18, 2017 FMForm 4 →	Apr 19, 1:04 pm EDT	Lloyd H DeanDirector	12,437	$42.54	$529,063	8,060	—	plan?
Apr 17, 2017 FMForm 4 →	Apr 18, 2:34 pm EDT	Susan E EngelDirector	12,412	$42.63	$529,106	25,081	—	plan?
Apr 17, 2017 PForm 4 →	Apr 17, 11:23 am EDT	Stephen W SangerDirector	58,342	$51.65	$3,013,364	79,834	+271%	plan?

Reported at this company — derivatives (options, RSUs, warrants)

Trade	Reported (ET)	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 1, 2026 AForm 4 →	Jul 2, 4:32 pm EDT	Ronald SargentDirector	495	$85.94	$42,500	71,135	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:31 pm EDT	Wayne M. HewettDirector	422	$85.94	$36,250	42,014	—
Jul 1, 2026 AForm 4 →	Jul 2, 4:30 pm EDT	Steven D BlackDirector	1,076	$85.94	$92,500	58,079	—
Jun 15, 2026 MForm 4 →	Jun 17, 1:00 pm EDT	Jason M. RosenbergSEVP & Head of Public Affairs	17,218	—	—	0	—
Mar 1, 2019 MForm 4 →	Mar 5, 1:20 pm EST	Petros G PelosSr. Executive Vice President	1,603	—	—	60,805	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:44 pm EST	Richard LevyExecutive VP & Controller	72,973	—	—	11,091	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:41 pm EST	Jonathan G. WeissSr. Executive Vice President	101,154	—	—	25,207	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:36 pm EST	Timothy J SloanCEO & President, Director	354,416	—	—	354,416	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:29 pm EST	John R. ShrewsberrySenior Executive VP & CFO	299,787	—	—	46,633	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:24 pm EST	Petros G PelosSr. Executive Vice President	99,693	—	—	37,811	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:19 pm EST	C. Allen ParkerSr. Executive Vice President	22,687	—	—	22,687	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:16 pm EST	Amanda G NortonSr. EVP and Chief Risk Officer	20,166	—	—	20,166	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:12 pm EST	Avid ModjtabaiSr. Executive Vice President	289,704	—	—	36,550	—
Feb 26, 2019 AForm 4 →	Feb 28, 5:09 pm EST	Mary T MackSr. Executive Vice President	85,774	—	—	36,550	—
Feb 26, 2019 AForm 4 →	Feb 28, 2:34 pm EST	David GalloreeseSr. Executive Vice President	8,571	—	—	8,571	—
Jan 7, 2019 AForm 4 →	Jan 9, 3:16 pm EST	Wayne M. HewettDirector	1,235	$47.64	$58,835	1,235	—
Jan 1, 2019 AForm 4 →	Jan 3, 1:13 pm EST	Ronald SargentDirector	1,020	$46.08	$47,000	13,446	—
Jan 1, 2019 AForm 4 →	Jan 3, 1:09 pm EST	Elizabeth A DukeDirector	564	$46.08	$26,000	14,014	—
Jan 1, 2019 AForm 4 →	Jan 3, 1:05 pm EST	Celeste A. ClarkDirector	203	$46.08	$9,375	5,031	—
Jan 1, 2019 AForm 4 →	Jan 3, 1:01 pm EST	John D Baker IIDirector	890	$46.08	$41,000	95,406	—
Dec 15, 2018 MForm 4 →	Dec 17, 3:13 pm EST	Jonathan G. WeissSr. Executive Vice President	4,926	—	—	9,852	—
Dec 13, 2018 MForm 4 →	Dec 14, 2:15 pm EST	Donald M JamesDirector	2,670	—	—	0	—
Dec 3, 2018 MForm 4 →	Dec 4, 4:55 pm EST	John D Baker IIDirector	15,000	—	—	0	—
Oct 1, 2018 AForm 4 →	Oct 3, 1:14 pm EDT	Ronald SargentDirector	861	$52.25	$45,000	12,328	—
Oct 1, 2018 AForm 4 →	Oct 3, 1:10 pm EDT	Elizabeth A DukeDirector	498	$52.25	$26,000	13,344	—
Oct 1, 2018 AForm 4 →	Oct 3, 1:04 pm EDT	Celeste A. ClarkDirector	179	$52.25	$9,375	4,790	—
Oct 1, 2018 AForm 4 →	Oct 3, 1:00 pm EDT	John D Baker IIDirector	708	$52.25	$37,000	93,773	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:17 pm EDT	Timothy J SloanCEO & President, Director	7,117	—	—	7,117	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:11 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	4,744	—	—	4,744	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:06 pm EDT	Avid ModjtabaiSr. Executive Vice President	4,744	—	—	4,744	—
Jul 28, 2018 MForm 4 →	Jul 31, 1:01 pm EDT	Hope A. HardisonSr. Executive Vice President	2,373	—	—	2,372	—
Jul 22, 2018 MForm 4 →	Jul 24, 2:32 pm EDT	Timothy J SloanCEO & President, Director	8,168	—	—	0	—
Jul 22, 2018 MForm 4 →	Jul 24, 2:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	10,890	—	—	0	—
Jul 22, 2018 MForm 4 →	Jul 24, 2:18 pm EDT	Avid ModjtabaiSr. Executive Vice President	5,445	—	—	0	—
Jul 22, 2018 MForm 4 →	Jul 24, 2:13 pm EDT	Hope A. HardisonSr. Executive Vice President	1,633	—	—	0	—
Jul 15, 2018 MForm 4 →	Jul 17, 1:22 pm EDT	Richard LevyExecutive VP & Controller	2,663	—	—	0	—
Jul 12, 2018 AForm 4 →	Jul 13, 4:44 pm EDT	Amanda G NortonSr. EVP and Chief Risk Officer	82,099	—	—	82,099	—
Jul 1, 2018 AForm 4 →	Jul 3, 1:42 pm EDT	Ronald SargentDirector	711	$55.44	$39,403	11,383	—
Jul 1, 2018 AForm 4 →	Jul 3, 1:33 pm EDT	Elizabeth A DukeDirector	541	$55.44	$30,000	12,752	—
Jul 1, 2018 AForm 4 →	Jul 3, 1:27 pm EDT	Celeste A. ClarkDirector	169	$55.44	$9,375	4,577	—
Jul 1, 2018 AForm 4 →	Jul 3, 1:19 pm EDT	John D Baker IIDirector	848	$55.44	$47,000	92,386	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:29 pm EDT	Suzanne M VautrinotDirector	3,428	$52.51	$180,004	14,891	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:22 pm EDT	Ronald SargentDirector	3,428	$52.51	$180,004	10,597	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:19 pm EDT	James H. QuigleyDirector	3,325	$52.51	$174,596	19,927	—
Apr 24, 2018 AForm 4 →	Apr 26, 12:04 pm EDT	Karen B PeetzDirector	3,428	$52.51	$180,004	7,536	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:55 am EDT	Maria R MorrisDirector	3,359	$52.51	$176,381	4,329	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:51 am EDT	Donald M JamesDirector	3,428	$52.51	$180,004	82,004	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:46 am EDT	Elizabeth A DukeDirector	3,428	$52.51	$180,004	12,125	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:42 am EDT	Theodore F Craver Jr.Director	3,359	$52.51	$176,381	4,329	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:38 am EDT	Celeste A. ClarkDirector	3,257	$52.51	$171,025	4,376	—
Apr 24, 2018 AForm 4 →	Apr 26, 11:31 am EDT	John D Baker IIDirector	3,428	$52.51	$180,004	90,890	—
Apr 13, 2018 DForm 4 →	Apr 17, 12:58 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	0	$50.89	$14	18,746	—
Apr 13, 2018 DForm 4 →	Apr 17, 12:51 pm EDT	Petros G PelosSr. Executive Vice President	1	$50.89	$71	60,480	—
Apr 1, 2018 AForm 4 →	Apr 3, 2:10 pm EDT	Ronald SargentDirector	816	$52.41	$42,750	7,169	—
Apr 1, 2018 AForm 4 →	Apr 3, 2:05 pm EDT	Elizabeth A DukeDirector	840	$52.41	$44,000	8,697	—
Apr 1, 2018 AForm 4 →	Apr 3, 2:00 pm EDT	Lloyd H DeanDirector	358	$52.41	$18,750	23,848	—
Apr 1, 2018 AForm 4 →	Apr 3, 1:54 pm EDT	Celeste A. ClarkDirector	179	$52.41	$9,375	1,119	—
Apr 1, 2018 AForm 4 →	Apr 3, 1:49 pm EDT	John D Baker IIDirector	859	$52.41	$45,000	87,462	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:38 pm EDT	Jonathan G. WeissSr. Executive Vice President	103,009	—	—	9,549	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:32 pm EDT	Timothy J SloanCEO & President, Director	193,061	—	—	0	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:25 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	163,561	—	—	0	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:20 pm EDT	Petros G PelosSr. Executive Vice President	55,448	—	—	3,951	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:14 pm EDT	Avid ModjtabaiSr. Executive Vice President	162,905	—	—	0	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:08 pm EDT	Mary T MackSr. Executive Vice President	42,163	—	—	2,618	—
Mar 15, 2018 MForm 4 →	Mar 16, 7:03 pm EDT	Michael J LoughlinSr. Executive Vice President	73,749	—	—	0	—
Mar 15, 2018 MForm 4 →	Mar 16, 6:54 pm EDT	Richard LevyExecutive VP & Controller	54,673	—	—	0	—
Mar 15, 2018 MForm 4 →	Mar 16, 6:48 pm EDT	Hope A. HardisonSr. Executive Vice President	59,000	—	—	0	—
Mar 12, 2018 MForm 4 →	Mar 13, 3:05 pm EDT	Enrique Hernandez Jr.Director	10,490	—	—	0	—
Mar 1, 2018 MForm 4/A →	Apr 3, 2:26 pm EDT	Petros G PelosSr. Executive Vice President	1,554	—	—	60,481	—
Mar 1, 2018 MForm 4/A →	Apr 3, 2:18 pm EDT	Michael J LoughlinSr. Executive Vice President	14	—	—	13,767	—
Mar 1, 2018 MForm 4 →	Mar 2, 4:04 pm EST	Petros G PelosSr. Executive Vice President	1,554	—	—	60,481	—	amended
Mar 1, 2018 MForm 4 →	Mar 2, 3:53 pm EST	Michael J LoughlinSr. Executive Vice President	14	—	—	13,767	—	amended
Mar 1, 2018 MForm 4 →	Mar 2, 3:42 pm EST	Lloyd H DeanDirector	4,794	—	—	23,490	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:56 pm EST	Jonathan G. WeissSr. Executive Vice President	71,762	—	—	5,837	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:50 pm EST	Timothy J SloanCEO & President, Director	190,454	—	—	190,454	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:31 pm EST	John R. ShrewsberrySenior Executive VP & CFO	161,153	—	—	161,153	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:26 pm EST	Petros G PelosSr. Executive Vice President	48,834	—	—	48,834	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:19 pm EST	Avid ModjtabaiSr. Executive Vice President	161,153	—	—	161,153	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:14 pm EST	Mary T MackSr. Executive Vice President	36,626	—	—	36,626	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:09 pm EST	Michael J LoughlinSr. Executive Vice President	73,251	—	—	73,251	—
Feb 26, 2018 AForm 4 →	Feb 28, 4:03 pm EST	Richard LevyExecutive VP & Controller	53,718	—	—	53,718	—
Feb 26, 2018 AForm 4 →	Feb 28, 3:58 pm EST	Hope A. HardisonSr. Executive Vice President	58,601	—	—	58,601	—
Feb 20, 2018 MForm 4 →	Feb 21, 2:35 pm EST	Timothy J SloanCEO & President, Director	205,790	—	—	0	—
Jan 2, 2018 AForm 4 →	Jan 4, 4:27 pm EST	Maria R MorrisDirector	963	$61.09	$58,830	963	—
Jan 2, 2018 AForm 4 →	Jan 4, 4:17 pm EST	Theodore F Craver Jr.Director	963	$61.09	$58,830	963	—
Jan 2, 2018 AForm 4 →	Jan 4, 4:12 pm EST	Celeste A. ClarkDirector	934	$61.09	$57,058	934	—
Jan 1, 2018 AForm 4 →	Jan 3, 1:12 pm EST	Ronald SargentDirector	771	$60.67	$46,750	6,310	—
Jan 1, 2018 AForm 4 →	Jan 3, 1:07 pm EST	Lloyd H DeanDirector	342	$60.67	$20,750	28,093	—
Jan 1, 2018 AForm 4 →	Jan 3, 1:01 pm EST	John D Baker IIDirector	836	$60.67	$50,750	86,018	—
Dec 14, 2017 AForm 4 →	Dec 15, 1:15 pm EST	Jonathan G. WeissSr. Executive Vice President	14,354	—	—	14,354	—
Dec 4, 2017 MForm 4 →	Dec 6, 1:12 pm EST	John S ChenDirector	10,490	—	—	0	—
Nov 30, 2017 MForm 4 →	Dec 1, 1:47 pm EST	Timothy J SloanCEO & President, Director	205,790	—	—	205,790	—
Nov 15, 2017 DForm 4 →	Nov 17, 8:30 am EST	Franklin R CodelFormer Sr. EVP	77,414	—	—	0	—
Oct 1, 2017 AForm 4 →	Oct 3, 2:40 pm EDT	John D Baker IIDirector	739	$55.15	$40,750	84,595	—
Oct 1, 2017 AForm 4 →	Oct 3, 2:34 pm EDT	Ronald SargentDirector	558	$55.15	$30,750	5,501	—
Oct 1, 2017 AForm 4 →	Oct 3, 2:29 pm EDT	Stephen W SangerDirector	1,772	$55.15	$97,750	128,086	—
Oct 1, 2017 AForm 4 →	Oct 3, 2:25 pm EDT	Lloyd H DeanDirector	313	$55.15	$17,250	27,559	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:48 pm EDT	Timothy J SloanCEO & President, Director	6,918	—	—	13,835	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:41 pm EDT	John R. ShrewsberrySenior Executive VP & CFO	4,612	—	—	9,223	—
Jul 28, 2017 MForm 4 →	Aug 1, 1:33 pm EDT	Avid ModjtabaiSr. Executive Vice President	4,612	—	—	9,223	—

Filed by this entity as an insider elsewhere — common stock

Trade	Reported (ET)	Company	Shares	Avg price	Total	Owned after	Δ stake	Flags
Sep 23, 2026 JForm 4 →	Sep 25, 11:18 am EDT	Nuveen Quality Municipal Income FundNAD	500	—	—	1,738	—
Jun 10, 2026 JForm 4 →	Jun 12, 12:44 pm EDT	Nuveen Quality Municipal Income FundNAD	750	—	—	2,238	—
Dec 28, 2018 JForm 4 →	Jan 2, 2019, 10:52 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	0	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:04 am EST	NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUNDNTC	2,240	—	—	1,120	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	1,170	—	—	585	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:01 am EST	NUVEEN MICHIGAN QUALITY MUNICIPAL INCOME FUNDNUM	3,460	—	—	1,730	—	plan?
Dec 14, 2018 JForm 4 →	Dec 18, 11:00 am EST	NUVEEN ARIZONA QUALITY MUNICIPAL INCOME FUNDNAZ	1,766	—	—	883	—	plan?
Dec 4, 2018 JForm 4 →	Dec 6, 10:58 am EST	NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUNDNQP	435	—	—	435	—	plan?
Oct 23, 2018 JForm 4 →	Oct 24, 12:40 pm EDT	NUVEEN GEORGIA QUALITY MUNICIPAL INCOME FUNDNKG	235	—	—	585	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:02 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUNDPCQ	1,371	—	—	293	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIIPMX	1,424	—	—	343	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 8:00 pm EDT	PIMCO MUNICIPAL INCOME FUND IIPML	2,810	—	—	687	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:56 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIIPZC	1,241	—	—	271	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:54 pm EDT	PIMCO NEW YORK MUNICIPAL INCOME FUND IIPNI	591	—	—	210	—	plan?
Sep 18, 2018 JForm 4 →	Sep 20, 7:53 pm EDT	PIMCO CALIFORNIA MUNICIPAL INCOME FUND IIPCK	1,619	—	—	343	—	plan?
Aug 6, 2018 JForm 4 →	Sep 5, 10:54 am EDT	MANAGED DURATION INVESTMENT GRADE MUNICIPAL FUNDMZF	600	—	—	0	—	plan? late
Mar 29, 2018 JForm 4 →	Mar 30, 10:38 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	15,460	—	—	7,730	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 6:02 pm EST	Nuveen Quality Municipal Income FundNAD	10,140	—	—	6,070	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:50 pm EST	Nuveen AMT-Free Municipal Credit Income FundNVG	6,458	—	—	4,054	—	plan?
Jan 29, 2018 JForm 4 →	Jan 31, 5:45 pm EST	Nuveen California Quality Municipal Income FundNAC	4,650	—	—	3,200	—	plan?
Nov 16, 2017 AForm 4 →	Nov 17, 5:24 pm EST	Nuveen California Quality Municipal Income FundNAC	1,600	—	—	1,600	—	plan?
Oct 19, 2017 JForm 4 →	Mar 13, 2018, 12:08 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	$100,000.00	$100,000,000	7,730	—	plan? late
Mar 1, 2017 JForm 4 →	Mar 2, 2:45 pm EST	NUVEEN MASSACHUSETTS QUALITY MUNICIPAL INCOME FUNDNMT	1,480	—	—	740	—	plan?
Nov 17, 2016 JForm 4 →	Nov 21, 4:56 pm EST	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	2,175	—	—	2,175	—	plan?
Oct 19, 2016 JForm 4 →	Oct 21, 11:37 am EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	1,000	—	—	8,730	—	plan?
Sep 12, 2016 JForm 4 →	Sep 14, 3:53 pm EDT	Nuveen AMT-Free Quality Municipal Income FundNEA	5,350	—	—	7,730	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:41 pm EDT	NUVEEN PENNSYLVANIA INVESTMENT QUALITY MUNICIPAL FUNDNQP	1,350	—	—	870	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:37 pm EDT	NUVEEN CONNECTICUT PREMIUM INCOME MUNICIPAL FUNDNTC	2,180	—	—	1,120	—	plan?
Sep 1, 2016 JForm 4 →	Sep 2, 3:35 pm EDT	NUVEEN GEORGIA DIVIDEND ADVANTAGE MUNICIPAL FUND 2NKG	1,570	—	—	820	—	plan?

Filed by this entity as an insider elsewhere — derivatives (options, RSUs, warrants)

No reported derivative activity in this period.