SEC Form 4 · accession 0001127602-17-020868
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hope A. Hardison
Officer — Sr. Executive Vice President
Period of report
May 16, 2017
Accepted (ET)
Jun 8, 2017 · 1:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | May 16, 2017 | G | 13,258 | $0.00 | D | 109 | D | |
| Common Stock, $1 2/3 Par Value | May 16, 2017 | G | 13,258 | $0.00 | A | 122,831 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Jun 7, 2017 | G | 2,000 | $0.00 | D | 120,831 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF1 | Jun 7, 2017 | S | 20,000 | $52.07 | D | 100,831 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 12,084 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $52.07 to $52.08 inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of May 31, 2017, as if investable cash equivalents held by Plan were fully invested in Company common stock.