SEC Form 4 · accession 0001127602-17-024478

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Jul 28, 2017

Accepted (ET)

Aug 1, 2017 · 1:33 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value^F1	Jul 28, 2017	M	4,612	$0.00	A	7,267	D
Common Stock, $1 2/3 Par Value	Jul 28, 2017	F	2,298	$53.30	D	4,969	D
Common Stock, $1 2/3 Par Value^F2	holding	—	—		—	10,956	I	Through 401(k) Plan
Common Stock, $1 2/3 Par Value	holding	—	—		—	389,824	I	Through Trust

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Right^F3,F4	—	Jul 28, 2017	M	4,612	D	—	—	Common Stock, $1 2/3 Par Value	4,612	9,223	D

F1Number of shares represents a Restricted Share Right ("RSR") vesting on 7/28/2017. Original grant date was 7/28/2015. This vesting represents one-fourth of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of June 30, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F3Each RSR represents a contingent right to receive one share of Company common stock.
F4These RSRs vest in four installments: one-fourth on 7/28/2016, 7/28/2017, 7/28/2018, and 7/28/2019. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.