SEC Form 5 · accession 0001127602-18-004782
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hope A. Hardison
Officer — Sr. Executive Vice President
Period of report
Dec 31, 2017
Accepted (ET)
Feb 9, 2018 · 1:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Aug 9, 2017 | G | 1,861 | $0.00 | A | 102,692 | I | Through Family Trust |
| Common Stock, $1 2/3 Par Value | Aug 9, 2017 | G | 1,861 | $0.00 | D | 109 | D | |
| Common Stock, $1 2/3 Par Value | Sep 1, 2017 | G | 491 | $0.00 | D | 102,201 | I | Through Family Trust |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 12,342 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of December 29, 2017, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.