SEC Form 4 · accession 0000899243-16-028459
NUVEEN CONNECTICUT QUALITY MUNICIPAL INCOME FUND · NTC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
WELLS FARGO & COMPANY/MN
10% Owner
Period of report
Sep 1, 2016
Accepted (ET)
Sep 2, 2016 · 3:37 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000899752
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesF1,F2,F3 | Sep 1, 2016 | J | 1,060 | — | D | 0 | I | By Subsidiary |
| Variable Rate MuniFund Term Preferred SharesF1,F2,F3 | Sep 1, 2016 | J | 1,120 | — | A | 1,120 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition of shares occurred pursuant to an Exchange and Purchase Agreement between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 1,060 existing Variable Rate MuniFund Term Preferred Shares of NTC for an equal number of newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, and purchased 60 newly issued Variable Rate MuniFund Term Preferred Shares, Series 2019, of NTC, for a purchase price of $100,000 per share.
- F2This statement is jointly filed by Wells Fargo & Company and Capital Strategies. Wells Fargo & Company holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies.
- F3Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Remarks
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information