SEC Form 4 · accession 0001127602-18-004487
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sloan
Officer — CEO & President · Director
Period of report
Feb 7, 2018
Accepted (ET)
Feb 8, 2018 · 11:04 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1,F2 | Feb 7, 2018 | I | 17,379 | $57.54 | A | 18,958 | I | Through 401(k) Plan |
| Common Stock, $1 2/3 Par ValueF3 | holding | — | — | — | 790,440 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects the reporting persons' acquisition of 17,379.21 Wells Fargo & Company (the "Company") share equivalents in the form of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") on February 7, 2018.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the Plan as of February 7, 2018, as if investable cash equivalents held by Plan were fully invested in Company common stock.
- F3Includes the following shares acquired through the Company's dividend reinvestment plan: .881 shares on 12/1/2017.