SEC Form 4 · accession 0000899243-18-008963
Nuveen AMT-Free Quality Municipal Income Fund · NEA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Mar 29, 2018
Accepted (ET)
Mar 30, 2018 · 10:38 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001195737
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Variable Rate MuniFund Term Preferred SharesF1,F2,F3 | Mar 29, 2018 | J | 7,730 | — | D | 0 | I | By Subsidiary |
| MuniFund Preferred SharesF1,F2,F3 | Mar 29, 2018 | J | 7,730 | — | A | 7,730 | I | By Subsidiary |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The disposition of shares occurred pursuant to: (i) the Series B Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Bank, National Association ("WFBNA") pursuant to which WFBNA exchanged 5,350 existing Variable Rate MuniFund Term Preferred Shares ("VMTP Shares"), Series 2018, of the Issuer for an equal number of newly issued MuniFund Preferred Shares ("MFP Shares"), Series B, of the Issuer in a cashless exchange and (ii) the Series C Munifund Preferred Shares (MFP) Exchange Agreement, dated March 29, 2018, between the Issuer and Wells Fargo Municipal Capital Strategies, LLC ("Capital Strategies") pursuant to which Capital Strategies exchanged 2,380 VMTP Shares, Series 2019, of the Issuer for an equal number of newly issued MFP Shares, Series C, of the Issuer in a cashless exchange.
- F2This statement is jointly filed by Wells Fargo & Company ("Wells Fargo"), Capital Strategies and WFBNA. Wells Fargo holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary Capital Strategies and WFBNA. Capital Strategies and WFBNA are each indirect wholly owned subsidiaries of Wells Fargo.
- F3Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.
Remarks
Exhibits Index Exhibit 99.1 - Joint Filing Agreement Exhibit 99.2 - Joint Filer Information