SEC Form 4 · accession 0001127602-17-033618
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Levy
Officer — Executive VP & Controller
Period of report
Nov 30, 2017
Accepted (ET)
Dec 1, 2017 · 1:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Nov 30, 2017 | S | 97,000 | $56.47 | D | 65,222 | I | Through RL & DL Trust |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 1,645 | D | ||
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 99 | I | Ira | |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 1,568 | I | Through 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.46 to $56.50, inclusive. The reporting person undertakes to provide to Wells Fargo & Company (the "Company"), any security holder of the Company, or the staff of the Securities And Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of October 31, 2017, as if investable cash equivalents held by the Plan were fully invested in Company common stock.