SEC Form 4 · accession 0001127602-18-013574
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Elizabeth A Duke
Director
Period of report
Apr 1, 2018
Accepted (ET)
Apr 3, 2018 · 2:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 100 | D | ||
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 5,875 | I | Through Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF1,F2 | — | Apr 1, 2018 | A | 840 | A | — | — | Common Stock, $1 2/3 Par Value | 840 | 8,697 | D |
Explanation of responses
- F1Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
- F2Deferred compensation shares payable in installments based upon director's election.