SEC Form 4 · accession 0001127602-18-014721

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Executive VP & CFO

Period of report

Mar 21, 2018

Accepted (ET)

Apr 17, 2018 · 12:58 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	Mar 21, 2018	G	81,938	$0.00	D	2,866	D
Common Stock, $1 2/3 Par Value	Mar 21, 2018	G	81,938	$0.00	A	345,982	I	Through Family Trust
Common Stock, $1 2/3 Par Value	Mar 23, 2018	G	2,466	$0.00	D	400	D
Common Stock, $1 2/3 Par Value	Mar 23, 2018	G	2,466	$0.00	A	348,448	I	Through Family Trust
Common Stock, $1 2/3 Par Value	Apr 5, 2018	G	400	$0.00	D	0	D
Common Stock, $1 2/3 Par Value	Apr 5, 2018	G	400	$0.00	A	348,848	I	Through Family Trust
Common Stock, $1 2/3 Par Value^F1	holding	—	—		—	7,739	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Phantom Stock Units^F2,F3	—	Apr 13, 2018	D	0	D	—	—	Common Stock, $1 2/3 Par Value	0	18,746	D

F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of March 31, 2018, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
F2Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
F3Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.