SEC Form 5 · accession 0001127602-19-005321
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy J Sloan
Officer — CEO & President · Director
Period of report
Dec 31, 2018
Accepted (ET)
Feb 12, 2019 · 3:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Dec 11, 2018 | G | 6,805 | $0.00 | D | 835,503 | D | |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 19,830 | I | Through 401(k) Plan | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 92,507 | I | Through GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Total includes .738 shares acquired on 9/1/2018 and .805 shares acquired on 12/1/2018 through Wells Fargo & Company's dividend reinvestment plan.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of December 31, 2018, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.