SEC Form 4 · accession 0001127602-18-009120

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Senior Executive VP & CFO

Period of report

Feb 26, 2018

Accepted (ET)

Feb 28, 2018 · 4:31 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value	holding	—	—	—	264,044	I	Through Family Trust
Common Stock, $1 2/3 Par Value	holding	—	—	—	2,205	D
Common Stock, $1 2/3 Par Value^F1	holding	—	—	—	7,399	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
2015 Performance Shares^F2,F3	—	Feb 26, 2018	A	161,153	A	—	—	Common Stock, $1 2/3 Par Value	161,153	161,153	D

F1Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of January 31, 2018, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F2Each Performance Share represents a contingent right to receive one share of Company common stock upon vesting based on the attainment of pre-established performance goals.
F3Represents the final number of 2015 Performance Shares earned based on the Company's attainment of pre-established performance goals for the three-year performance period ended December 31, 2017, as provided under the terms of a Performance Share award granted on February 24, 2015, which is exempt under Rule 16b-3(d). The 2015 Performance Shares will be settled in shares of common stock of the Company on March 15, 2018. As a condition to receiving the award, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.