SEC Form 4 · accession 0001127602-19-009824
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Petros G Pelos
Officer — Sr. Executive Vice President
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 1:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par ValueF1 | Mar 1, 2019 | M | 1,603 | $50.03 | A | 1,603 | D | |
| Common Stock, $1 2/3 Par Value | Mar 1, 2019 | F | 593 | $50.03 | D | 1,010 | D | |
| Common Stock, $1 2/3 Par ValueF2 | holding | — | — | — | 91,982 | I | Through 401(k) Plan |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF3,F4 | — | Mar 1, 2019 | M | 1,603 | D | — | — | Common Stock, $1 2/3 Par Value | 1,603 | 60,805 | D |
Explanation of responses
- F1Includes a fractional share (.0882) for which the executive received $4.41 in cash.
- F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of January 31, 2019, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company common stock.
- F3Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
- F4Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.