SEC Form 4 · accession 0001127602-18-036411

WELLS FARGO & COMPANY/MN · WFC

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Executive Vice President

Period of report

Dec 15, 2018

Accepted (ET)

Dec 17, 2018 · 3:13 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000072971

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, $1 2/3 Par Value^F1	Dec 15, 2018	M	4,926	$0.00	A	140,091	D
Common Stock, $1 2/3 Par Value	Dec 15, 2018	F	2,622	$46.54	D	137,469	D
Common Stock, $1 2/3 Par Value^F2	holding	—	—		—	4,993	I	Through 401(k) Plan

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Share Right^F3,F4	—	Dec 15, 2018	M	4,926	D	—	—	Common Stock, $1 2/3 Par Value	4,926	9,852	D

F1Number of shares represents a Restricted Share Right ("RSR") vesting on 12/15/2018. Original grant date was 12/14/2017. This vesting represents one-third of the original amount of RSRs granted (plus dividend equivalents reinvested in additional RSRs).
F2Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of November 30, 2018, as if investable cash equivalents held by Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
F3Each RSR represents a contingent right to receive one share of Company common stock.
F4These RSRs vest in three installments: one-third on 12/15/2018, 12/15/2019 and 12/15/2020. As a condition to receiving the grant, the reporting person agreed to hold, while employed by the Company and for at least one year after retirement, shares of Company common stock equal to at least 50% of the after-tax shares (assuming a 50% tax rate) acquired upon vesting.