SEC Form 4 · accession 0001127602-18-035175
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
Director
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 4:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | Dec 3, 2018 | M | 12,330 | $19.48 | A | 44,862 | D | |
| Common Stock, $1 2/3 Par Value | Dec 3, 2018 | M | 2,670 | $30.00 | A | 47,532 | D | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 4,100 | I | By Clb Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 1,175 | I | By Crusher Run Crut | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 25 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Director Stock Purchase Option | $19.48 | Dec 3, 2018 | M | 12,330 | D | Apr 28, 2010 | Apr 28, 2019 | Common Stock, $1 2/3 Par Value | 12,330 | 0 | D |
| Director Stock Purchase Option | $30.00 | Dec 3, 2018 | M | 2,670 | D | Jan 2, 2010 | Jan 2, 2019 | Common Stock, $1 2/3 Par Value | 2,670 | 0 | D |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.