SEC Form 4 · accession 0001127602-17-028864
WELLS FARGO & COMPANY/MN · WFC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John D Baker II
Director
Period of report
Oct 1, 2017
Accepted (ET)
Oct 3, 2017 · 2:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000072971
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 32,532 | D | ||
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 4,100 | I | By Clb Trust | |
| Common Stock, $1 2/3 Par Value | holding | — | — | — | 1,175 | I | By Crusher Run Crut | |
| Common Stock, $1 2/3 Par ValueF1 | holding | — | — | — | 25 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom Stock UnitsF2,F3 | — | Oct 1, 2017 | A | 739 | A | — | — | Common Stock, $1 2/3 Par Value | 739 | 84,595 | D |
Explanation of responses
- F1Reporting person disclaims beneficial ownership of these shares.
- F2Each phantom stock unit represents the right to receive one share of Wells Fargo & Company common stock.
- F3Deferred compensation shares payable in installments based upon director's election.