SEC Form 4 · accession 0001127602-18-035218
Keysight Technologies, Inc. · KEYS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jay Alexander
Officer — SVP
Period of report
Dec 3, 2018
Accepted (ET)
Dec 4, 2018 · 5:46 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001601046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 3, 2018 | M | 12,369 | $29.83 | A | 89,001 | D | |
| Common Stock | Dec 3, 2018 | S | 12,369 | $62.69 | D | 76,632 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1,F2 | $29.83 | Dec 3, 2018 | M | 12,369 | D | Nov 20, 2014 | Nov 19, 2023 | Common Stock | 12,369 | 0 | D |
Explanation of responses
- F1Right to buy Keysight Technologies, Inc. common stock granted under the Keysight Technologies, Inc. 2014 Equity and Incentive Compensation Plan in compliance with Rule 16b-3.
- F2The option is exercisable in four equal annual installments beginning on the first anniversary of the date of the grant. The first vesting date is stated.